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JK

John P. Kenny

METLIFE INVESTMENTS SECURITIES
Philadelphia, PA 16103
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CRD#: 6596147
JK

Professional summary


John Patrick Kenny is a registered financial professional currently at METLIFE INVESTMENTS SECURITIES, LLC located in Philadelphia, Pennsylvania.

John is registered as a RR (Registered Representative) and started their career in finance in 2022. John has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view John Patrick Kenny's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 25, 2022 - Present

METLIFE INVESTMENTS SECURITIES, LLC

Office #1: 1717 Arch Street Suite 1500, Philadelphia, PA 16103
BD
CRD#: 285684
Philadelphia, PA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/4/2024)
RR
Alaska
(4/4/2024)
RR
Arizona
(4/4/2024)
RR
Arkansas
(4/4/2024)
RR
California
(4/4/2024)
RR
Colorado
(4/4/2024)
RR
Connecticut
(4/4/2024)
RR
Delaware
(4/4/2024)
RR
District of Columbia
(4/4/2024)
RR
Florida
(4/4/2024)
RR
Georgia
(4/4/2024)
RR
Hawaii
(4/4/2024)
RR
Idaho
(4/4/2024)
RR
Illinois
(4/4/2024)
RR
Indiana
(4/4/2024)
RR
Iowa
(4/4/2024)
RR
Kansas
(4/4/2024)
RR
Kentucky
(4/4/2024)
RR
Louisiana
(4/4/2024)
RR
Maine
(4/4/2024)
RR
Maryland
(4/4/2024)
RR
Massachusetts
(4/4/2024)
RR
Michigan
(4/4/2024)
RR
Minnesota
(4/4/2024)
RR
Mississippi
(4/4/2024)
RR
Missouri
(4/4/2024)
RR
Montana
(4/4/2024)
RR
Nebraska
(4/4/2024)
RR
Nevada
(4/4/2024)
RR
New Hampshire
(4/4/2024)
RR
New Jersey
(4/4/2024)
RR
New Mexico
(4/4/2024)
RR
New York
(4/4/2024)
RR
North Carolina
(4/4/2024)
RR
North Dakota
(4/4/2024)
RR
Ohio
(4/4/2024)
RR
Oklahoma
(4/4/2024)
RR
Oregon
(4/4/2024)
RR
Pennsylvania
(4/4/2024)
RR
Rhode Island
(4/4/2024)
RR
South Carolina
(4/4/2024)
RR
South Dakota
(4/4/2024)
RR
Texas
(4/4/2024)
RR
Utah
(4/4/2024)
RR
Vermont
(4/4/2024)
RR
Virginia
(4/4/2024)
RR
Washington
(4/4/2024)
RR
West Virginia
(4/4/2024)
RR
Wisconsin
(4/4/2024)
RR
Wyoming
(4/4/2024)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 4/14/2023
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/25/2022
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


MI
METLIFE INVESTMENTS SECURITIES, LLC
METLIFE INVESTMENTS SECURITIES, LLC

CRD#: 285684 / SEC#: , 8-69857

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
One Metlife Way, Whippany, NJ 07981-1449
Mailing Address
One Metlife Way, Whippany, NJ 07981-1449
Phone number
(973) 355-4000
Established
Delaware since 08/31/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
METLIFE INVESTORS GROUP, LLCSOLE MEMBER
HICKMAN, FRANK IIICHIEF COMPLIANCE OFFICER5056648
POLLARO, JOSEPH PATRICKPRESIDENT/CEO1910072
SERAFIN, ROBERT HPRINCIPAL OPERATIONS OFFICER2427123
YICK, MICHAEL JOHNCFO/FINOP & PRINCIPAL FINANCIAL OFFICER4187342

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


METLIFE INVESTMENTS SECURITIES, LLC

CRD#: 285684Philadelphia, PA 16103

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