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JG

Jason P. Gerstein

LGA CAPITAL
Rockville, MD 20852
Some features on this profile are disabled
CRD#: 6595909
JG

Professional summary

Jason Philip Gerstein is a registered financial professional currently at LGA CAPITAL located in Rockville, Maryland.

Jason is registered as a RR (Registered Representative) and started their career in finance in 2016. Jason has worked at 1 firm and has passed the Series 66, Series 63, SIE, Series 79, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jason Philip Gerstein's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 29, 2016 - Present

LGA CAPITAL

Office #1: 6110 Executive Boulevard Suite 1050, Rockville, MD 20852Office #2: 6110 Executive Boulevard Suite 1050, Rockville, MD 20852
BD
CRD#: 282415
Rockville, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(10/19/2016)
RR
District of Columbia
(7/21/2016)
RR
Maryland
(7/20/2016)
RR
New York
(8/22/2016)
RR
Utah
(1/29/2020)
RR
Virginia
(9/13/2016)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/4/2017
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 2/17/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 4/18/2016
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 1/13/2016
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/1/2016
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

LC
LGA CAPITAL
LGA CAPITAL | LGA CAPITAL CRE, LLC

CRD#: 282415 / SEC#: , 8-69715

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
6110 Executive Boulevard Suite 1050, Rockville, MD 20852
Mailing Address
6110 Executive Boulevard Suite 1050, Rockville, MD 20852
Phone number
(301) 691-5009
Established
Maryland since 10/30/2015
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
GERSTEIN, JASON PHILIPMEMBER
BEVAUN, MARLONFINOP6259795
DOLAN, ERIK JCHIEF COMPLIANCE OFFICER3161467

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LGA CAPITAL

CRD#: 282415Rockville, MD 20852

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