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WW

William S. Wallace

CREEKSTONE CAPITAL
Franklin, TN 37069
Some features on this profile are disabled
CRD#: 6595505
WW

Professional summary

William Sims Wallace is a registered financial professional currently at CREEKSTONE CAPITAL located in Franklin, Tennessee.

William is registered as a RR (Registered Representative) and started their career in finance in 2016. William has worked at 2 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Sims Wallace's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 17, 2025 - Present

CREEKSTONE CAPITAL

Office #1: 1211 Natchez Rd, Franklin, TN 37069
BD
CRD#: 325715
Franklin, TN
Past

April 26, 2016 - July 25, 2016

MORGAN STANLEY

RIA
CRD#: 149777
NASHVILLE, TN
Past

February 26, 2016 - July 25, 2016

MORGAN STANLEY

BD
CRD#: 149777
NASHVILLE, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Tennessee
(7/11/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 7/10/2025
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 4/25/2016
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/16/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/12/2024
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/26/2016
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CC
CREEKSTONE CAPITAL
CREEKSTONE CAPITAL | CREEKSTONE CAPITAL LLC

CRD#: 325715 / SEC#: , 8-71073

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
1211 Natchez Rd, Franklin, TN 37069
Mailing Address
1211 Natchez Rd, Franklin, TN 37069
Phone number
(650) 799-9892
Established
Delaware since 03/08/2023
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CONLEY, BUFORD RAYCHIEF COMPLIANCE OFFICER/CEO5291573
KIRSCHENBLAT, CHAD ETHANFINOP2503352

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CREEKSTONE CAPITAL

CRD#: 325715Franklin, TN 37069

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