Matthew D. Phipps
Professional summary
Matthew David Phipps, who also goes by Matt David Phipps, Matthew D Phipps, Matthew David Phipps, Matthew Phipps, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2016. Matthew has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew David Phipps's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 4, 2026 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 500 Salem Street, Smithfield, RI 02917March 12, 2019 - July 10, 2026
CITIZENS SECURITIES, INC.
March 12, 2019 - July 10, 2026
CITIZENS SECURITIES, INC.
August 10, 2018 - February 14, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 10, 2018 - February 14, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 5, 2016 - May 21, 2018
SECURIAN FINANCIAL SERVICES, INC.
January 20, 2016 - May 21, 2018
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/4/2026)
Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 126 |
Red Flags
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Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Smithfield, RI 02917TRUST BUT VERIFY
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