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CS

Connor J. Showalter

HECK CAPITAL ADVISORS
Rhinelander, WI 54501
Some features on this profile are disabled
CRD#: 6594822
CS

Professional summary

Connor J Showalter is a registered financial advisor currently at HECK CAPITAL ADVISORS, LLC located in Rhinelander, Wisconsin.

Connor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Connor has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connor J Showalter's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 12, 2016 - Present

HECK CAPITAL ADVISORS, LLC

Office #1: 15 East Anderson Street, Rhinelander, WI 54501Office #2: West End Plaza 1660 S Highway 100, Suite 500 - Suite 5504, St Louis Park, MN 55416
RIA
CRD#: 143848
Rhinelander, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HC
HECK CAPITAL ADVISORS, LLC
H CONSULTING, LLC | HECK CAPITAL ADVISORS, LLC | HECK CAPITAL ADVISORS

CRD#: 143848 / SEC#: 801-67872

RIA
Registered Investment Advisory firm - (5/14/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Minnesota
(6/13/2017)
IAR
Wisconsin
(3/12/2016)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/12/2016
Uniform Investment Adviser Law Examination

Current Firm

HC
HECK CAPITAL ADVISORS, LLC
H CONSULTING, LLC | HECK CAPITAL ADVISORS, LLC | HECK CAPITAL ADVISORS

CRD#: 143848 / SEC#: 801-67872

RIA
Registered Investment Advisory firm - (5/14/2007 Approved)
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Contact information

Main Address
15 East Anderson Street, Rhinelander, WI 54501
Mailing Address
Po Box 738, Rhinelander, WI 54501
Phone number
(715) 361-1500
Established
Firm type
Fiscal year end
# of Employees
26

SEC notice filing (23 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A, APPENDIX 1 AND SCHEDULE 2B (3/14/2025)

Regulatory assets under management

Total Number of Accounts3,815
AUM (Assets Under Management)$ 9,670,498,771

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HECK CAPITAL ADVISORS, LLC

CRD#: 143848Rhinelander, WI 54501

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