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PK

Peter Edward Kosiarski

CRD# 6593391·Registered 2016 - 2019
Previously Registered: Being a previously registered professional could mean that Peter is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Peter Edward Kosiarski, who also goes by Peter E Kosiarski, Peter Edward Kosiarski, was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 2016 - 2019. Peter had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Peter E Kosiarski, Peter Edward Kosiarski

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

OPPENHEIMERFUNDS DISTRIBUTOR, INC.·CRD# 7834
BD
Centennial, CO
May 25, 2017 - June 3, 2019
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Merrimack, NH
July 27, 2016 - May 1, 2017

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Current Firm

OD
OPPENHEIMERFUNDS DISTRIBUTOR, INC.

OPPENHEIMER INVESTOR SERVICES, INC. | OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834 / SEC#: 8-22992
BD
Terminated by SEC on 02/11/2020

Contact Information

Established

New York since 07/03/1978

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
INVESCO ADVISERS, INC.SOLE SHAREHOLDER105360
FOXSON, JENNIFER LYNNSECRETARY2188381
MCDONOUGH, JOHN CARLINCHAIRMAN, CEO, DIRECTOR & PRESIDENT2363299
OH, TONY DONGHUITREASURER4947989
WHITE, DONNA MARIECHIEF COMPLIANCE OFFICER2432232

Disclosures

Regulatory Event

5

Civil Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2016About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2016About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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