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Shawna L. Nale
SNAVELY ASSOCIATES FINANCIAL SERVICES
Lemoyne, PA 17043
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CRD#: 6593131
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Professional summary
Shawna Leigh Nale is a registered financial advisor currently at SNAVELY ASSOCIATES FINANCIAL SERVICES located in Lemoyne, Pennsylvania.
Shawna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Shawna has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. SAFS, LLC dba Snavely Associates Financial Services; investment related; 1035 Mumma Rd, Ste 101, Lemoyne, PA 17043; financial advising; Assistant/ Director of Client Relations; 12/2015; approx 45 hours/week (180 hours/month); I devote all trading hours to this business; My duties include greeting clients, handling back office, client support, answer phones, schedule meetings, office administration. 2. Self employed as a registered tax preparer; not investment related; 121 Stone Arch Drive, Marysville, PA 17053; preparing tax returns; self employed/no title or position; 12/2018; only approx 20 hours total during tax season from 1/2019-4/2019; 0 hours spent on this business during trading hours; on my own time I completing education to become a registered tax preparer. I did taxes for some family members and friends. 3) Life insurance/annuity product sales; investment related; 1035 Mumma Rd Suite 101 Lemoyne PA 17043; insurance product sales, annuities; agent; 10/08/2020; 3 hours per month ( 3 hours during security hours); obtain quotes, complete application and relevant paperwork, deliver policy to policy holder. 4). Snavely Associates Financial Services; yes investment related; 1035 Mumma Road, Wormleysburg, PA 17043; Advisor under Independent RIA; Advisor; 11/16/2020-present; 170 hours/month 9 160 during securities trading hours); servicing clients, reviewing portfolios; making investment recommendations and doing investment research.
CRS (Client Relationship Summary) - RIA
Click below to view Shawna Leigh Nale's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 27, 2020 - Present
SNAVELY ASSOCIATES FINANCIAL SERVICES
Office #1: 1035 Mumma Road Suite 101, Lemoyne, PA 17043RIA
CRD#: 144405
Lemoyne, PA
Past
August 10, 2019 - November 2, 2021
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
LEMOYNE, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SNAVELY ASSOCIATES FINANCIAL SERVICES
SAFS, LLC | SNAVELY II, JACK, EMERSON | SNAVELY ASSOCIATES FINANCIAL SERVICES
CRD#: 144405 / SEC#: 801-124937
RIA
Registered Investment Advisory firm - (4/29/2022 Approved)Pennsylvania
Registered Investment Advisory firm - (5/4/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(11/27/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/11/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
SA
SNAVELY ASSOCIATES FINANCIAL SERVICES
SAFS, LLC | SNAVELY II, JACK, EMERSON | SNAVELY ASSOCIATES FINANCIAL SERVICES
CRD#: 144405 / SEC#: 801-124937
RIA
Registered Investment Advisory firm - (4/29/2022 Approved)Pennsylvania
Registered Investment Advisory firm - (5/4/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1035 Mumma Road Suite 101, Lemoyne, PA 17043
Mailing Address
P.o. Box 48, Camp Hill, PA 17001-0048
Phone number
(717) 737-3488
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 545 |
| AUM (Assets Under Management) | $ 148,755,438 |
Red Flags
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