Peter Mcintyre Phillips
Professional Summary
Peter Mcintyre Phillips, who also goes by Pete Mcintyre Phillips, is a registered financial advisor currently at MSC - BD, LLC located in Lake Oswego, Oregon. Peter is registered as a RR (Registered Representative) and started their career in finance in 2016. Peter has worked at 4 firms and has passed the Series 63, SIE, Series 62 and Series 79 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Pete Mcintyre Phillips
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
10 years in the financial services industry
Current & Past Employments
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Current Firm
MCINTYRE INVESTMENTS, INC. | NAPLES AIS, INC. | MSC - BD, LLC
Contact Information
Main Address
5 Centerpointe Drive Suite. 400, Lake Oswego, OR 97035Mailing Address
5 Centerpointe Drive Suite 400, Lake Oswego, OR 97035Phone Number
(239) 287-3789Established
Florida since 07/10/2006Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (14 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
1Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/13/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Mar 2016Series 79 — Investment Banking Registered Representative Examination
Passed Feb 2016About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Peter Mcintyre Phillips's CRS (Customer Relationship Summary).
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