Peter M. Phillips
Professional summary
Peter Mcintyre Phillips, who also goes by Pete Mcintyre Phillips, is a registered financial professional currently at MSC - BD, LLC located in Lake Oswego, Oregon.
Peter is registered as a RR (Registered Representative) and started their career in finance in 2016. Peter has worked at 4 firms and has passed the Series 63, SIE, Series 62 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Mcintyre Phillips's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 11, 2023 - Present
MSC - BD, LLC
Office #1: 5 Centerpointe Drive Suite. 400, Lake Oswego, OR 97035August 21, 2019 - October 25, 2021
COWEN AND COMPANY
April 24, 2018 - August 9, 2019
NOMURA SECURITIES INTERNATIONAL, INC.
February 17, 2016 - April 19, 2018
STEPHENS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/13/2023)
Exams
Series 62
Date: 3/29/2016
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
MSC - BD, LLC
CRD#: 142927 / SEC#: , 8-67511
Contact information
FINRA licenses (13 States and Territories)
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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