Paul Joseph Mcintyre
AIF®Professional Summary
Paul Joseph Mcintyre, AIF® is a registered financial advisor currently at FIDUCIARY CAPITAL MANAGEMENT LLC located in Mcminnville, Oregon and MSC - BD, LLC located in Lake Oswego, Oregon. Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Paul has worked at 22 firms and has passed the Series 65, Series 63, Series 79TO, Series 52TO, Series 99TO, SIE, Series 6, Series 7,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
45 years in the financial services industry
Current & Past Employments
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Current Firm
FIDUCIARY CAPITAL MANAGEMENT LLC | FIDUCIARY CM
Contact Information
Main Address
1621 Central Ave, Cheyenne, WY 82001Phone Number
(503) 515-1313# of Employees
12SEC notice filing (22 States and Territories)
Registered to provide investment advisory services in 22 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
74AUM (Assets Under Management)
$149,815,715Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
FIDUCIARY CAPITAL MANAGEMENT LLC | FIDUCIARY CM
State Registrations and Notice Filings
(5/13/2019)
(1/5/2016)
(8/17/2021)
(8/17/2021)
(11/23/2022)
(4/9/2026)
(4/13/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Sep 1981About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Paul Joseph Mcintyre's CRS (Customer Relationship Summary).
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