WG
Walton J. Guidry
EAGLE STRATEGIES LLC
THIBODAUX, LA 70301-1086
Some features on this profile are disabled
CRD#: 6592111
WG
Professional summary
Walton John Guidry III, who also goes by Walton John Guidry, Walton John Guidry III, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Thibodaux, Louisiana and NYLIFE SECURITIES LLC located in Thibodaux, Louisiana.
Walton is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Walton has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Walton John Guidry | Walton John Guidry Iii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 211 St. Louis Street Thibodaux, Louisiana 70301; Start Date 10/2022; Role/Title: Owner; Investment Related; 20 hours per month; 0 hours per month during securities trading hours] [Thibodaux Firemen's Fair; Annual Fundraising event for the Thibodaux Vol. Fire Dept.; 1101 Tiger Drive, Thibodaux, LA 70301; Start Date 01/2023; Role/Title: Director; Not Investment Related; 20 hours per month; 0 hours per month during securities trading hours; Manage the logistics of the annual fair for fundraising purposes] [OPERATING UNDER THE DBA NAME OF BLACK SWAN SOLUTIONS, LLC FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (OWNER); (THIBODAUX, LA); START DATE: 09/2023] [Troops of Saint George, Troop #422; Catholic Fraternal father and son organization; 815 Barbier Ave, Thibodaux, LA, 70301; Start Date 11/2023; Role/Title: Officer; Not Investment Related; 20 hours per month; 5 hours per month during securities trading hours; Managing leadership roles and coordinating activities of the group][Louisiana's Cajun Bayou Tourism; To position the Cajun Bayou region as a regionally, nationally, and internationally tourist destination; 4484 LA-1, Raceland, LA 70394; Start Date 01/2025; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; Set vision and direction for staff; selects CEO and assess his/her performance; ensures effective organizational planning; ensure adequate financial oversight]
CRS (Client Relationship Summary) - RIA
Click below to view Walton John Guidry III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 12, 2025 - Present
EAGLE STRATEGIES LLC
Office #1: 100 Green Street, Thibodaux, LA 70301-1086RIA
CRD#: 110826
THIBODAUX, LA
Current
November 4, 2021 - Present
NYLIFE SECURITIES LLC
Office #1: 100 Green Street, Thibodaux, LA 70301-1086BD
CRD#: 5167
Thibodaux, LA
Past
February 27, 2018 - November 5, 2021
NYLIFE DISTRIBUTORS LLC
BD
CRD#: 35350
White Plains, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/9/2025)
RR
Louisiana(10/3/2022)
IAR
Louisiana(3/12/2025)
RR
Mississippi(6/9/2025)
RR
Texas(2/10/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/9/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Thibodaux, LA 70301-1086TRUST BUT VERIFY
Monitor Walton Guidry
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
