Morgan T. O'connor

RETIREMENTOME STRATEGIES | Financial Consultant

Evansville, WI 53536

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CRD#: 6591861

Professional summary

Morgan Turlough O'connor, CFP®, who also goes by Morgan Turlough Oconnor, is a registered financial advisor currently at RETIREMENT INCOME STRATEGIES, LLC located in Evansville, Wisconsin.

Morgan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Morgan has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Biography

As a financial advisor with Fidelity going on seven years, I define success for my clients by being proactive and focusing on helping them work toward their financial goals. My journey into this career started with assisting my own family, and I promise to show the same commitment to each client. Everyone's situation is unique, and I take a deep dive in understanding your needs to build trust and a long-lasting relationship.  

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Investment Planning

Retirement Planning

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Morgan Turlough Oconnor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Morgan Turlough O'connor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Education

Miami University

Bachelor of Science (BS) - Business Economics

2015

Experience

Current

August 26, 2025 - Present

RETIREMENT INCOME STRATEGIES, LLC

Office #1: 7 East Main Street Suite 6, Evansville, WI 53536

RIA

CRD#: 318052

Evansville, WI

Past

July 13, 2018 - November 24, 2023

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

April 6, 2017 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

COVINGTON, KY

Past

February 19, 2016 - November 24, 2023

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

MIDDLETON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RETIREMENT INCOME STRATEGIES, LLC

CRD#: 318052 / SEC#: 801-123370

RIA

Registered Investment Advisory firm - (3/8/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(8/26/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/29/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/26/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/19/2016

General Securities Representative Examination

Current Firm

RETIREMENT INCOME STRATEGIES, LLC

CRD#: 318052 / SEC#: 801-123370

RIA

Registered Investment Advisory firm - (3/8/2022 Approved)

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Contact information

Main Address

7 East Main Street Suite 6, Evansville, WI 53536

Mailing Address

Phone number

(608) 208-1800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A, APPENDIX 1 - MAR 2025 (3/3/2025)

ADV PART 2A - NON-WRAP BROCHURE MAR 2025 (3/3/2025)

Regulatory assets under management

Total Number of Accounts	937
AUM (Assets Under Management)	$ 154,605,491

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Morgan T. O'connor

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Morgan Turlough O'connor's CRS (Customer Relationship Summary).

Certified licenses

Education

Miami University

Experience

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

RETIREMENT INCOME STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/29/2017

Series 63

Date: 2/26/2016

SIE

Date: 10/1/2018

Series 7

Date: 2/19/2016

Current Firm

RETIREMENT INCOME STRATEGIES, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RETIREMENT INCOME STRATEGIES, LLC

TRUST BUT VERIFY

Contact information

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