JB
Jacob N. Brown
VOYA FINANCIAL ADVISORS
Medford, OR 97501
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CRD#: 6591485
JB
Professional summary
Jacob Nathaniel Brown, who also goes by Jacob Brown, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Medford, Oregon.
Jacob is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Jacob has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jacob Brown
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY: Independent Insurance Agent; Yes; 10 CRATER LAKE AVE STE 13; MEDFORD; OR; 97504; Fixed Insurance sales; Independent Insurance Agent; 2/1/2016; 20; 20; Sale of fixed insurance products.| NAME OF ENTITY:Thelander Trust; No; 10 CRATER LAKE AVE; MEDFORD; OR; 97504; Trust established for my wife and myself.; Trustee; 7/19/2019; 0; 0; Help to determine which assets will be put into trust and how the trust will distribute them.| NAME OF ENTITY:Crypto; No; 450 CHARLOTTE ANN RD; MEDFORD; OR; 97501; Cryptocurrency block chain mining using various electronic devices.; None; 6/9/2021; 1; 0; Setting up and maintaining electronic devices for the purpose of cryptocurrency mining.| NAME OF ENTITY:430 Rental Property; No; 450 CHARLOTTE ANN RD; MEDFORD; OR; 97501; Rental property; Trustee; 11/1/2021; 1; 0; To make decisions about rental property as necessary. Property will be managed by rental management company.| BROWN FINANCIAL ADVISORS LLC. POSITION: Member NATURE: LLC will be established for S-Corp tax treatment of income. This LLC will not be used as a DBA. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 724 S Cental Ave, Suite 115, Medford OR 97501, United States DESCRIPTION: No duties required as the entity is only for tax purposes after entity is established.
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Nathaniel Brown's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jacob Nathaniel Brown's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 4, 2016 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 724 S Central Ave Suite 115, Medford, OR 97501RIA
BD
CRD#: 2882
Medford, OR
Current
March 25, 2016 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 724 S Central Ave Suite 115, Medford, OR 97501RIA
BD
CRD#: 2882
Medford, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/1/2024)
RR
Arizona(10/4/2017)
RR
California(6/15/2016)
RR
Colorado(7/1/2024)
RR
Nevada(7/1/2024)
RR
Oregon(6/15/2016)
IAR
Oregon(8/4/2016)
RR
Texas(7/1/2024)
IAR
Texas(7/1/2024)
RR
Virginia(8/14/2024)
RR
Washington(9/10/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882Medford, OR 97501TRUST BUT VERIFY
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