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LG

Lily Guicherd

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CRD#: 6591322
LG

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lily Guicherd was a registered financial professional .

Lily is a previously registered financial professional and started their career in finance in 2016. Lily had worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 17, 2016 - November 2, 2016

ODDO BHF NEW YORK CORPORATION

BD
CRD#: 45104
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/11/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 11/2/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/4/2016
General Securities Representative Examination

Current Firm

OB
ODDO BHF NEW YORK CORPORATION
ODDO BHF NEW YORK CORPORATION | ODDO SECURITIES CORPORATION | ODDO NEW YORK CORPORATION

CRD#: 45104 / SEC#: , 8-50975

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
150 East 52nd Street 5th Floor, New York, NY 10022
Mailing Address
150 East 52nd Street 5th Floor, New York, NY 10022
Phone number
(646) 723-7405
Established
New York since 06/02/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ODDO BHF SCA, FORMERLY, ODDO ET CIE S.C.A.SHAREHOLDER
ARRIVE, MAGALIDIRECTOR8081629
CHARBIT, GREGOIREDIRECTOR4707061
DESMARAIS, MATTHIASDIRECTOR8084250
DOHERTY, JAMES HUGHPRINCIPAL OPERATIONS OFFICER4197747
GLYNN, MICHAEL GERARDFINOP/PFO3219445
HARRIS, MITCHELL EVANCHAIRMAN4359464
OUAHNIA, OLIVIERDIRECTOR7346334
ROGER, LOUIS-PAULCHIEF COMPLIANCE OFFICER5066620
ROGER, LOUIS-PAULCHIEF EXECUTIVE OFFICER/CHIEF OPERATING OFFICER5066620
ZAHN, CHRISTIANDIRECTOR8081471

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ODDO BHF NEW YORK CORPORATION

CRD#: 45104

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