DJ
Dusty E. Japp
TRUIST ADVISORY SERVICES
CAPE CORAL, FL 33904
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CRD#: 6591058
DJ
Professional summary
Dusty Eugene Japp is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Cape Coral, Florida and TRUIST INVESTMENT SERVICES, INC. located in Port Charlotte, Florida.
Dusty is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Dusty has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RENTAL HOME POSITION: Owner/Landlord NATURE: Residential rental property. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2024 ADDRESS: Saint James City FL, United States DESCRIPTION: Manage rental unit. Find tenant, collect rent, call handyman to fix any issues.
CRS (Client Relationship Summary) - RIA
Click below to view Dusty Eugene Japp's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 915 Cape Coral Parkway E, Cape Coral, FL 33904RIA
CRD#: 283390
CAPE CORAL, FL
Current
February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 19720 Cochran Blvd, Port Charlotte, FL 33948Office #2: 2791 S Mccall Rd, Englewood, FL 34224Office #3: 5900 N Port Blvd, North Port, FL 34287Office #4: 2000 Rio De Janiero Ave, Punta Gorda, FL 33983Office #5: 3601 Us Highway 27 N, Sebring, FL 33870Office #6: 10 S Desoto Ave, Arcadia, FL 34266Office #7: 601 Us Highway 27 S, Avon Park, FL 33825Office #8: 3012 Us Highway 27 S Ste 115, Sebring, FL 33870Office #9: 2390 Tamiami Trl, Punta Gorda, FL 33950Office #10: 10202 Stringfellow Rd, Saint James City, FL 33956BD
CRD#: 17499
Port Charlotte, FL
Past
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
February 25, 2016 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
RIA
CRD#: 33856
CAPE CORAL, FL
Past
January 20, 2016 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
CAPE CORAL, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/8/2023)
RR
Alaska(11/16/2022)
RR
Arizona(11/15/2022)
RR
California(12/1/2021)
RR
Colorado(2/17/2021)
RR
Connecticut(12/10/2021)
RR
Delaware(12/1/2022)
RR
Florida(2/17/2021)
IAR
Florida(2/17/2021)
RR
Georgia(2/14/2022)
RR
Idaho(3/27/2023)
RR
Illinois(6/12/2024)
RR
Indiana(10/27/2021)
RR
Kansas(2/17/2021)
RR
Kentucky(2/17/2021)
RR
Maine(2/17/2021)
RR
Maryland(2/17/2021)
RR
Massachusetts(2/17/2021)
RR
Michigan(3/28/2022)
RR
Minnesota(6/12/2024)
RR
Mississippi(3/7/2024)
RR
Missouri(2/17/2021)
RR
Nevada(6/12/2024)
RR
New Hampshire(2/9/2022)
RR
New Jersey(2/17/2021)
RR
New York(11/24/2021)
RR
North Carolina(2/17/2021)
RR
Ohio(2/17/2021)
RR
Oregon(6/12/2024)
RR
Pennsylvania(2/17/2021)
RR
Rhode Island(2/17/2021)
IAR
Rhode Island(12/9/2021)
RR
South Carolina(2/17/2021)
RR
South Dakota(5/26/2023)
RR
Tennessee(2/17/2021)
RR
Texas(2/17/2021)
IAR
Texas(12/8/2021)
RR
Vermont(2/17/2021)
RR
Virginia(2/17/2021)
RR
Washington(5/4/2022)
RR
West Virginia(1/3/2023)
RR
Wisconsin(5/12/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Cape Coral, FL 33904TRUST BUT VERIFY
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