NS
Neal H. Stevenson
TRUIST ADVISORY SERVICES
SAVANNAH, GA 31401
Some features on this profile are disabled
CRD#: 6591033
NS
Professional summary
Neal Harris Stevenson, who also goes by Neal Stevenson, Neal H Stevenson, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Savannah, Georgia and TRUIST INVESTMENT SERVICES, INC. located in Savannah, Georgia.
Neal is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Neal has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Neal Stevenson | Neal H Stevenson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Neal Harris Stevenson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 33 Bull St Fl 3, Savannah, GA 31401RIA
CRD#: 283390
SAVANNAH, GA
Current
February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 33 Bull St Fl 3, Savannah, GA 31401Office #2: 2815 Skidaway Rd, Savannah, GA 31404Office #3: 33 Bull St Fl 1, Savannah, GA 31401Office #4: 14095 Abercorn St, Savannah, GA 31419Office #5: 1807 Knight Ave, Waycross, GA 31501Office #6: 201 Peterson Ave S, Douglas, GA 31533Office #7: 2901 N Ashley St, Valdosta, GA 31602Office #8: 818 S 1st St, Jesup, GA 31545Office #9: 105 S Main St, Sylvania, GA 30467Office #10: 470 S Columbia Ave, Rincon, GA 31326BD
CRD#: 17499
Savannah, GA
Past
April 23, 2019 - February 17, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
April 22, 2019 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
August 6, 2018 - April 24, 2019
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SAVANNAH, GA
Past
August 6, 2018 - April 24, 2019
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SAVANNAH, GA
Past
January 17, 2017 - February 1, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
JACKSONVILLE, FL
Past
January 21, 2016 - February 1, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
JACKSONVILLE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/17/2021)
RR
Alaska(4/9/2021)
RR
Arizona(4/9/2021)
RR
Arkansas(4/9/2021)
RR
California(4/9/2021)
RR
Colorado(4/9/2021)
RR
Connecticut(4/9/2021)
RR
Delaware(4/9/2021)
RR
District of Columbia(4/9/2021)
RR
Florida(2/17/2021)
RR
Georgia(2/17/2021)
IAR
Georgia(2/17/2021)
RR
Hawaii(4/9/2021)
RR
Idaho(4/9/2021)
RR
Illinois(4/9/2021)
RR
Indiana(4/9/2021)
RR
Iowa(4/9/2021)
RR
Kansas(4/9/2021)
RR
Kentucky(4/9/2021)
RR
Louisiana(4/9/2021)
RR
Maine(4/9/2021)
RR
Maryland(2/17/2021)
RR
Massachusetts(4/9/2021)
RR
Michigan(4/9/2021)
RR
Minnesota(4/9/2021)
RR
Mississippi(4/9/2021)
RR
Missouri(4/9/2021)
RR
Montana(4/9/2021)
RR
Nebraska(4/9/2021)
RR
Nevada(2/17/2021)
RR
New Hampshire(4/9/2021)
RR
New Jersey(4/9/2021)
RR
New Mexico(4/9/2021)
RR
New York(2/17/2021)
RR
North Carolina(2/17/2021)
RR
North Dakota(4/9/2021)
RR
Ohio(2/17/2021)
RR
Oklahoma(4/9/2021)
RR
Oregon(4/9/2021)
RR
Pennsylvania(2/17/2021)
RR
Puerto Rico(4/9/2021)
RR
Rhode Island(4/9/2021)
RR
South Carolina(2/17/2021)
RR
South Dakota(4/9/2021)
RR
Tennessee(2/17/2021)
RR
Texas(2/17/2021)
RR
Utah(4/9/2021)
RR
Vermont(4/9/2021)
RR
Virgin Islands(4/9/2021)
RR
Virginia(2/17/2021)
RR
Washington(2/17/2021)
RR
West Virginia(4/9/2021)
RR
Wisconsin(4/9/2021)
RR
Wyoming(4/9/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
