DS
Dean P. Shill
CETERA INVESTMENT ADVISERS LLC
PLANO, TX 75024
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CRD#: 6590903
DS
Professional summary
Dean Philip Shill is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Plano, Texas and CETERA WEALTH SERVICES, LLC located in Plano, Texas.
Dean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Dean has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) KATAPULT WEALTH PARTNERS LLC POSITION: Financial Advisor NATURE: Financial Services Entity INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2021 ADDRESS: 5465 Legacy Drive, Suite 650, Plano TX 75024, United States DESCRIPTION: Assist in the day to day operations related to the business of the wealth management entity 2) DALLAS HEBREW FREE LOAN ASSOCIATION POSITION: Board Member NATURE: The Dallas Hebrew Free Loan Association (DHFLA) is a nonprofit organization that provides interest-free loans to members of the Greater North Texas Jewish community. Established in 1935, DHFLA offers financial assistance for various needs, including: Higher Education: Loans up to $4,000 per semester for undergraduate and graduate studies. Healthcare: Loans up to $10,000 to cover medical procedures, therapies, and treatments. Small Business Support: Loans up to $20,000 to help sustain and grow small businesses. Adoption and Fertility Treatments: Loans up to $20,000 to assist with related expenses. Jewish Experiences: Loans up to $3,500 for activities that deepen Jewish identity, such as camps, travel, and educational programs. Emergency Needs: Loans up to $1,500 for unforeseen expenses. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: P.O. Box 671235, Dallas TX 75367, United States DESCRIPTION: Attend Board Meetings Attend Board Orientation Raise between $800-$900 as a board member annually (for charity) Encouraged to Attend Loan Interviews I will not solicit any investment clients or potential investment clients, and I will not directly receive donations for the cause, and the collection of donations would be handed by someone else.
CRS (Client Relationship Summary) - RIA
Click below to view Dean Philip Shill's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 5465 Legacy Drive Suite 650, Plano, TX 75024RIA
CRD#: 105644
PLANO, TX
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 5465 Legacy Drive Suite 650, Plano, TX 75024BD
CRD#: 13572
PLANO, TX
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
PLANO, TX
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
PLANO, TX
Past
April 4, 2016 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
Dallas, TX
Past
February 5, 2016 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/5/2025)
RR
New York(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Plano, TX 75024TRUST BUT VERIFY
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