Rohit P. Punyani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rohit Paul Punyani, who also goes by Paul Rohit Punyani, Ro Punyani, Rohit Paul Punyani, was a registered financial professional .
Rohit is a previously registered financial professional and started their career in finance in 2016. Rohit had worked at 5 firms and has passed the Series 65 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2023 - November 13, 2025
SEQUENCE WEALTH MANAGEMENT
April 12, 2022 - August 22, 2023
EQUITAS CAPITAL ADVISORS,LLC
October 19, 2020 - April 8, 2022
MONUMENT WEALTH MANAGEMENT
July 30, 2018 - August 7, 2019
UNITED BROKERAGE SERVICES, INC
June 30, 2016 - November 30, 2016
WEST FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SEQUENCE WEALTH MANAGEMENT
CRD#: 325470 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 55 |
| AUM (Assets Under Management) | $ 18,000,000 |
Red Flags
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