Rohit P. Punyani

SEQUENCE WEALTH MANAGEMENT

Arlington, VA

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CRD#: 6589799

Professional summary

Rohit Paul Punyani, who also goes by Paul Rohit Punyani, Ro Punyani, Rohit Paul Punyani, is a registered financial advisor currently at SEQUENCE WEALTH MANAGEMENT located in Arlington, Virginia.

Rohit is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Rohit has worked at 5 firms and has passed the Series 65 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul Rohit Punyani | Ro Punyani | Rohit Paul Punyani

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Fusion Strategies, LLC; Investment Related: Yes; 2608 NORTH ROOSEVELT STREET, ARLINGTON, VA, 22207; Insurance Agency; Co-Owner and Licensed Insurance Agent; Start Date: 2012; Approximately ten hours a week are spent on this activity; Approximately ten hours a week are spent on this activity during securities trading hours; Duties: Co-Owner and license insurance agent, sell insurance policy when applicable for client's needs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rohit Paul Punyani's CRS (Customer Relationship Summary).

WEST FINANCIAL SERVICES, INC.

RIA

CRD#: 137497

MCLEAN, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(8/23/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/30/2016

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 6/20/2019

National Commodity Futures Examination

Current Firm

SEQUENCE WEALTH MANAGEMENT

SEQUENCE WEALTH MANAGEMENT | SEQUENCE WEALTH MANAGEMENT, LLC

CRD#: 325470 / SEC#:

Louisiana

Registered Investment Advisory firm - (9/6/2023 Approved)

Virginia

Registered Investment Advisory firm - (8/23/2023 Approved)

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Contact information

Main Address

Arlington, VA

Mailing Address

Phone number

(954) 224-4727

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	58
AUM (Assets Under Management)	$ 16,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Rohit P. Punyani

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rohit Paul Punyani's CRS (Customer Relationship Summary).

Certified licenses

Experience

SEQUENCE WEALTH MANAGEMENT

EQUITAS CAPITAL ADVISORS,LLC

MONUMENT WEALTH MANAGEMENT

UNITED BROKERAGE SERVICES, INC

WEST FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/30/2016

Series 3

Date: 6/20/2019

Current Firm

SEQUENCE WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SEQUENCE WEALTH MANAGEMENT

TRUST BUT VERIFY

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