JB
Jenny L. Bober
ALPHA WEALTH FUNDS
Park City, UT 84060
Some features on this profile are disabled
CRD#: 6589277
JB
Professional summary
Jenny Lyn Bober, who also goes by Jenny Lyn Thomas, is a registered financial advisor currently at ALPHA WEALTH FUNDS, LLC located in Park City, Utah.
Jenny is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Jenny has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jenny Lyn Thomas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OAA#: 56299 | Org Name: Bober Properties | Org Addr: 1156 Dentwood Dr, Brigham City, UT, 84302 US | Nature of Bus: Rental Properties | Invst Rel: N | Title: Owner | Duties: Buy and maintain properties and collect rent from tenants | Start Dt: 09/01/2018 | Total Hrs p/m: 10 | Sec Trdng Hrs p/m: 0 OAA#: 61481 | Org Name: Kyani | Org Addr: 1156 Dentwood Dr, Brigham City, UT, 84302 US | Nature of Bus: Sales | Invst Rel: N | Title: Distributor | Duties: Discuss Products with potential customers | Start Dt: 07/26/2019 | Total Hrs p/m: 1 | Sec Trdng Hrs p/m: 0
CRS (Client Relationship Summary) - RIA
Click below to view Jenny Lyn Bober's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 7, 2021 - Present
ALPHA WEALTH FUNDS, LLC
Office #1: 1887 Gold Dust Lane Suite 203 A, Park City, UT 84060RIA
CRD#: 150231
Park City, UT
Past
July 13, 2018 - October 6, 2021
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BOSTON, MA
Past
April 20, 2016 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SALT LAKE CITY, UT
Past
December 21, 2015 - October 6, 2021
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SALT LAKE CITY, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ALPHA WEALTH FUNDS, LLC
ALPHA WEALTH FUNDS, LLC | HSAX & CO., LLC | H. SAX & CO., LLC | H. SAX & CO.
CRD#: 150231 / SEC#: 801-132551
RIA
Registered Investment Advisory firm - (4/25/2025 Approved)North Carolina
Registered Investment Advisory firm - (2/17/2020 Terminated)Texas
Registered Investment Advisory firm - (4/28/2025 Terminated)Utah
Registered Investment Advisory firm - (4/28/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Puerto Rico(5/19/2025)
IAR
Texas(4/30/2023)
IAR
Utah(10/7/2021)
IAR
Washington(10/31/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AW
ALPHA WEALTH FUNDS, LLC
ALPHA WEALTH FUNDS, LLC | HSAX & CO., LLC | H. SAX & CO., LLC | H. SAX & CO.
CRD#: 150231 / SEC#: 801-132551
RIA
Registered Investment Advisory firm - (4/25/2025 Approved)North Carolina
Registered Investment Advisory firm - (2/17/2020 Terminated)Texas
Registered Investment Advisory firm - (4/28/2025 Terminated)Utah
Registered Investment Advisory firm - (4/28/2025 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1887 Gold Dust Lane Suite 203 A, Park City, UT 84060
Mailing Address
Phone number
(435) 269-4100
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 572 |
| AUM (Assets Under Management) | $ 190,022,617 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
