AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
TM

Taylor Mann

ROBINHOOD FINANCIAL
Lake Mary, FL
·CRD# 6589156·10 years experience

Professional Summary

Taylor Mann, who also goes by Taylor Preston Mann, Taylor Mann, is a registered financial advisor currently at ROBINHOOD FINANCIAL, LLC located in Lake Mary, Florida. Taylor is registered as a RR (Registered Representative) and started their career in finance in 2016. Taylor has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 4 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Taylor Preston Mann, Taylor Mann

Blog Corner

Similar Advisors

David Richard Ducharme
David Richard Ducharme

DUCHARME WEALTH ADVISORS, LLC

JENKINTOWN, PA · CRD#
View profile
Robert L Busby
Robert L Busby

AMERIPRISE FINANCIAL SERVICES, LLC

Atlanta, GA · CRD#
AC
Angela Chinn

J.P. MORGAN SECURITIES LLC

NEW YORK, NY · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

David Richard Ducharme
David Richard Ducharme

DUCHARME WEALTH ADVISORS, LLC

JENKINTOWN, PA · CRD#
Robert L Busby
Robert L Busby

AMERIPRISE FINANCIAL SERVICES, LLC

Atlanta, GA · CRD#
SC
Stuart Craig Chamberlin JR

SOUND INCOME STRATEGIES, LLC

Boca Raton, FL · CRD#
AC
Angela Chinn

J.P. MORGAN SECURITIES LLC

NEW YORK, NY · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

David Richard Ducharme
David Richard Ducharme

DUCHARME WEALTH ADVISORS, LLC

JENKINTOWN, PA · CRD#
Robert L Busby
Robert L Busby

AMERIPRISE FINANCIAL SERVICES, LLC

Atlanta, GA · CRD#
SC
Stuart Craig Chamberlin JR

SOUND INCOME STRATEGIES, LLC

Boca Raton, FL · CRD#
AC
Angela Chinn

J.P. MORGAN SECURITIES LLC

NEW YORK, NY · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Richard Ducharme
David Richard Ducharme

DUCHARME WEALTH ADVISORS, LLC

JENKINTOWN, PA · CRD#
Robert L Busby
Robert L Busby

AMERIPRISE FINANCIAL SERVICES, LLC

Atlanta, GA · CRD#
SC
Stuart Craig Chamberlin JR

SOUND INCOME STRATEGIES, LLC

Boca Raton, FL · CRD#
AC
Angela Chinn

J.P. MORGAN SECURITIES LLC

NEW YORK, NY · CRD#

Years of Experience

10 years in the financial services industry

Current & Past Employments

ROBINHOOD FINANCIAL, LLC·CRD# 165998
BD
500 Colonial Center Pky Suite 100, Lake Mary, FL 32746
November 9, 2020 - Present
FIDELITY PERSONAL AND WORKPLACE ADVISORS·CRD# 288590
RIA
Boston, MA
July 13, 2018 - October 7, 2019
STRATEGIC ADVISERS LLC·CRD# 104555
RIA
Greenwood Village, CO
March 31, 2017 - July 13, 2018
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Greenwood Village, CO
September 8, 2016 - October 4, 2019

Similar Advisors

David Richard Ducharme
David Richard Ducharme

DUCHARME WEALTH ADVISORS, LLC

JENKINTOWN, PA · CRD#
Robert L Busby
Robert L Busby

AMERIPRISE FINANCIAL SERVICES, LLC

Atlanta, GA · CRD#
SC
Stuart Craig Chamberlin JR

SOUND INCOME STRATEGIES, LLC

Boca Raton, FL · CRD#
AC
Angela Chinn

J.P. MORGAN SECURITIES LLC

NEW YORK, NY · CRD#

Current Firm

RF
ROBINHOOD FINANCIAL, LLC

CHRONOS FINANCIAL, LLC | ROBINHOOD FINANCIAL, LLC

CRD#: 165998 / SEC#: 8-69188
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746

Mailing Address

500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746

Phone Number

(650) 761-7789

Established

Delaware since 08/24/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ROBINHOOD MARKETS, INC100% OWNER—
BILLINGS, MATTHEW JOHNPRESIDENT, CHIEF EXECUTIVE OFFICER1915377
CAVALLARO, ANTHONY JOSEPHCHIEF COMPLIANCE OFFICER1607925
KELATI, DANIEL TCHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP3103432
KOLLER, WALTERCHIEF OPERATING OFFICER1932260
QUIRK, STEVEN MARKMANAGER2728768
SCHAFFER, VINCENTPRINCIPAL OPERATIONS OFFICER5353999

Disclosures

Regulatory Event

56

Arbitration

12

Similar Advisors

David Richard Ducharme
David Richard Ducharme

DUCHARME WEALTH ADVISORS, LLC

JENKINTOWN, PA · CRD#
Robert L Busby
Robert L Busby

AMERIPRISE FINANCIAL SERVICES, LLC

Atlanta, GA · CRD#
SC
Stuart Craig Chamberlin JR

SOUND INCOME STRATEGIES, LLC

Boca Raton, FL · CRD#
AC
Angela Chinn

J.P. MORGAN SECURITIES LLC

NEW YORK, NY · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

David Richard Ducharme
David Richard Ducharme

DUCHARME WEALTH ADVISORS, LLC

JENKINTOWN, PA · CRD#
Robert L Busby
Robert L Busby

AMERIPRISE FINANCIAL SERVICES, LLC

Atlanta, GA · CRD#
SC
Stuart Craig Chamberlin JR

SOUND INCOME STRATEGIES, LLC

Boca Raton, FL · CRD#
AC
Angela Chinn

J.P. MORGAN SECURITIES LLC

NEW YORK, NY · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Colorado
(11/12/2020)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2017About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2016About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2016About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Dec 2020About the Series 4 exam
FINRA
SRO Registrations

Similar Advisors

David Richard Ducharme
David Richard Ducharme

DUCHARME WEALTH ADVISORS, LLC

JENKINTOWN, PA · CRD#
Robert L Busby
Robert L Busby

AMERIPRISE FINANCIAL SERVICES, LLC

Atlanta, GA · CRD#
SC
Stuart Craig Chamberlin JR

SOUND INCOME STRATEGIES, LLC

Boca Raton, FL · CRD#
AC
Angela Chinn

J.P. MORGAN SECURITIES LLC

NEW YORK, NY · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Taylor Mann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

David Richard Ducharme
David Richard Ducharme

DUCHARME WEALTH ADVISORS, LLC

JENKINTOWN, PA · CRD#
Robert L Busby
Robert L Busby

AMERIPRISE FINANCIAL SERVICES, LLC

Atlanta, GA · CRD#
SC
Stuart Craig Chamberlin JR

SOUND INCOME STRATEGIES, LLC

Boca Raton, FL · CRD#
AC
Angela Chinn

J.P. MORGAN SECURITIES LLC

NEW YORK, NY · CRD#
TM
Follow Taylor
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required