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Elena M. Peerson

CAPITAL CLIENT GROUP
Los Angeles, CA 90071-1447
Some features on this profile are disabled
CRD#: 6588711
EP

Professional summary

Elena M Peerson, who also goes by Elena P Arroyo, Elena Petrovicova Arroyo, Elena Marie Peerson, is a registered financial advisor currently at CAPITAL CLIENT GROUP, INC. located in Los Angeles, California.

Elena is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Elena has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Elena P Arroyo | Elena Petrovicova Arroyo | Elena Marie Peerson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elena M Peerson's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Elena M Peerson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 18, 2022 - Present

CAPITAL CLIENT GROUP, INC.

Office #1: 333 South Hope Street 55th Floor, Los Angeles, CA, 90071-1447
RIA
BD
CRD#: 6247
Los Angeles, CA
Current

May 18, 2022 - Present

CAPITAL CLIENT GROUP, INC.

Office #1: 333 South Hope Street 55th Floor, Los Angeles, CA, 90071-1447
RIA
BD
CRD#: 6247
Los Angeles, CA
Past

January 8, 2019 - April 25, 2022

GLOBAL RETIREMENT PARTNERS LLC

RIA
CRD#: 172011
McLean, VA
Past

September 21, 2018 - May 17, 2022

LPL FINANCIAL LLC

BD
CRD#: 6413
MCLEAN, VA
Past

August 3, 2017 - September 5, 2018

MML DISTRIBUTORS, LLC

BD
CRD#: 38030
SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CAPITAL CLIENT GROUP, INC.
CAPITAL CLIENT GROUP, INC.
AMERICAN FUNDS DISTRIBUTORS, INC. | CAPITAL CLIENT GROUP, INC.

CRD#: 6247 / SEC#: 801-77946, 8-17168

RIA
Registered Investment Advisory firm - SEC (4/25/2013 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/18/2022)
IAR
California
(5/18/2022)
RR
Florida
(5/18/2022)
RR
Illinois
(5/18/2022)
RR
Iowa
(5/18/2022)
RR
Wisconsin
(5/18/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/8/2019
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/18/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/3/2017
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CAPITAL CLIENT GROUP, INC.
CAPITAL CLIENT GROUP, INC.
AMERICAN FUNDS DISTRIBUTORS, INC. | CAPITAL CLIENT GROUP, INC.

CRD#: 6247 / SEC#: 801-77946, 8-17168

RIA
Registered Investment Advisory firm - SEC (4/25/2013 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
333 S. Hope St. 55th Fl. 55th Floor, Los Angeles, CA 90071-1406
Mailing Address
333 S. Hope St. 55th Fl., Los Angeles, CA 90071
Phone number
(213) 486-9200
Established
California since 05/09/1972
Firm type
Corporation
Fiscal year end
June
Firm Size
Large
# of Employees
911

SEC notice filing (15 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

AFD FORM ADV PART 2A (9/26/2025)

Direct owners and executive officers

NamePositionCRD#
CAPITAL RESEARCH AND MANAGEMENT COMPANYSTOCKHOLDER
AGUILAR, ALBERT JRCHIEF COMPLIANCE OFFICER, VICE PRESIDENT, DIRECTOR5106724
BURTON, RENE MARGARETTREASURER, FINANCIAL OPERATIONS PRINCIPAL, VICE PRESIDENT, DIRECTOR1956766
MCHALE, TIMOTHY WILLIAMSECRETARY4244021
O'CONNOR, MATTHEW PHILIPCHAIRMAN & CHIEF EXECUTIVE OFFICER, DIRECTOR2427203
PIKEN, KEITH ALANSENIOR VICE PRESIDENT, DIRECTOR2576730
TRIESSL, MICHAEL JAMESDIRECTOR3060797

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL CLIENT GROUP, INC.

CAPITAL CLIENT GROUP, INC.

CRD#: 6247Los Angeles, CA 90071-1447

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