Colleen A. Arredondo
Professional summary
Colleen Alyce Arredondo, who also goes by Colleen A Arredondo, Colleen Alyce Arredondo, Colleen A Anderson, Colleen Hegarty, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Lady Lake, Florida and FIDELITY BROKERAGE SERVICES LLC located in The Villages, Florida.
Colleen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Colleen has worked at 7 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 99, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Colleen Alyce Arredondo's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1057 Lake Sumter Landing, The Villages, FL 32162July 22, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1057 Lake Sumter Landing, The Villages, FL 32162October 4, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
May 15, 2020 - March 24, 2022
DESTINY WEALTH PARTNERS, LLC
September 19, 2018 - July 1, 2020
CWM, LLC
June 2, 2017 - January 7, 2021
RUGGIE WEALTH MANAGEMENT
February 10, 2016 - October 4, 2016
PURSHE KAPLAN STERLING INVESTMENTS
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/6/2023)
(1/6/2023)
(1/6/2023)
(1/6/2023)
(12/5/2023)
(8/6/2024)
(7/26/2022)
(3/31/2025)
(1/6/2023)
(1/6/2023)
(1/6/2023)
(7/29/2024)
(3/6/2025)
(1/6/2023)
(1/6/2023)
(1/6/2023)
(1/6/2023)
(1/6/2023)
(3/4/2025)
(1/6/2023)
(1/6/2023)
(1/6/2023)
(1/9/2023)
(1/6/2023)
(1/22/2024)
(1/24/2023)
(1/6/2023)
(3/31/2025)
(1/6/2023)
(1/6/2023)
(1/6/2023)
Exams
Series 7TO
Date: 7/22/2022
General Securities Representative ExaminationFINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
