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RD

Ryan C. Dougherty

CION SECURITIES
New York, NY 10017
Some features on this profile are disabled
CRD#: 6587373
RD

Professional summary

Ryan Christopher Dougherty, who also goes by Ryan Dougherty, Ryan Christopher Dougherty, is a registered financial professional currently at CION SECURITIES, LLC located in New York, New York.

Ryan is registered as a RR (Registered Representative) and started their career in finance in 2016. Ryan has worked at 8 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ryan Dougherty | Ryan Christopher Dougherty

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ryan Christopher Dougherty's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 14, 2025 - Present

CION SECURITIES, LLC

Office #1: 100 Park Avenue 25th Floor, New York, NY 10017
BD
CRD#: 15487
New York, NY
Past

April 29, 2020 - March 6, 2023

COHEN & STEERS SECURITIES, LLC

BD
CRD#: 29258
NEW YORK, NY
Past

October 16, 2018 - April 16, 2020

ALLIANCEBERNSTEIN L.P.

RIA
CRD#: 108477
New York, NY
Past

October 9, 2018 - April 16, 2020

SANFORD C. BERNSTEIN & CO., LLC

BD
CRD#: 104474
NEW YORK, NY
Past

March 25, 2017 - August 30, 2018

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
ELMSFORD, NY
Past

March 25, 2017 - August 30, 2018

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
ELMSFORD, NY
Past

January 26, 2017 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
ELMSFORD, NY
Past

January 10, 2017 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
ELMSFORD, NY
Past

September 27, 2016 - November 1, 2016

MCADAM LLC

RIA
CRD#: 170914
Jersey City, NJ
Past

August 15, 2016 - November 2, 2016

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
Jersey City, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Indiana
(4/16/2025)
RR
Michigan
(4/18/2025)
RR
New York
(4/15/2025)
RR
Ohio
(4/16/2025)
RR
Pennsylvania
(4/17/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 4/11/2025
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 9/16/2016
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/30/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/15/2016
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CION SECURITIES, LLC
CION INVESTMENTS | OSPREY SECURITIES CORP. | ICON SECURITIES, LLC | ICON SECURITIES CORP. | ICON SECURITIES CORP | ICON INVESTMENTS | ICG SECURITIES CORP. | CION SECURITIES, LLC

CRD#: 15487 / SEC#: , 8-32283

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
100 Park Avenue 25th Floor, New York, NY 10017
Mailing Address
100 Park Avenue 25th Floor, New York, NY 10017
Phone number
(212) 418-4700
Established
Delaware since 01/02/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CION INVESTMENT GROUP, LLCMEMBER
BURNS, WILLIAM JCHIEF COMPLIANCE OFFICER2058159
CROSSMAN, DOUGLAS SCHIEF EXECUTIVE OFFICER2749478
GATTO, MARKDIRECTOR
HOPKINSON, JODI AVP COMPLIANCE2898349
REISNER, MICHAEL ADAMDIRECTOR

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CION SECURITIES, LLC

CRD#: 15487New York, NY 10017

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