Ryan C. Dougherty
Professional summary
Ryan Christopher Dougherty, who also goes by Ryan Dougherty, Ryan Christopher Dougherty, is a registered financial professional currently at CION SECURITIES, LLC located in New York, New York.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2016. Ryan has worked at 8 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ryan Christopher Dougherty's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 14, 2025 - Present
CION SECURITIES, LLC
Office #1: 100 Park Avenue 25th Floor, New York, NY 10017April 29, 2020 - March 6, 2023
COHEN & STEERS SECURITIES, LLC
October 16, 2018 - April 16, 2020
ALLIANCEBERNSTEIN L.P.
October 9, 2018 - April 16, 2020
SANFORD C. BERNSTEIN & CO., LLC
March 25, 2017 - August 30, 2018
MML INVESTORS SERVICES, LLC
March 25, 2017 - August 30, 2018
MML INVESTORS SERVICES, LLC
January 26, 2017 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
January 10, 2017 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
September 27, 2016 - November 1, 2016
MCADAM LLC
August 15, 2016 - November 2, 2016
PURSHE KAPLAN STERLING INVESTMENTS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/16/2025)
(4/18/2025)
(5/20/2026)
(4/15/2025)
(4/16/2025)
(4/17/2025)
(5/21/2026)
Exams
FINRA
Current Firm
CION SECURITIES, LLC
CRD#: 15487 / SEC#: , 8-32283
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
