Hareesh V. Sivashanker
Professional summary
Hareesh Vishal Sivashanker, CFP®, who also goes by Sivashanker VIshal Hareesh, Sivashanker Hareesh, is a registered financial advisor currently at CITY NATIONAL ROCHDALE located in San Mateo, California and CNR SECURITIES, LLC located in San Francisco, California.
Hareesh is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Hareesh has worked at 6 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Hareesh Vishal Sivashanker's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 17, 2022 - Present
CITY NATIONAL ROCHDALE
Office #2: 455 Market Street Suite 1250, San Francisco, CA 94105November 18, 2022 - Present
CNR SECURITIES, LLC
Office #1: 455 Market Street 20th Floor, San Francisco, CA 94105January 9, 2019 - March 23, 2022
FISHER INVESTMENTS
July 30, 2018 - December 27, 2018
AVANTAX ADVISORY SERVICES
July 30, 2018 - December 27, 2018
AVANTAX INVESTMENT SERVICES, INC.
December 22, 2015 - July 18, 2018
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
CITY NATIONAL ROCHDALE
CRD#: 117198 / SEC#: 801-27265
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/17/2022)
(1/27/2023)
(2/7/2025)
(2/7/2025)
Exams
Series 7TO
Date: 11/17/2022
General Securities Representative ExaminationFINRA
Current Firm
CITY NATIONAL ROCHDALE
CRD#: 117198 / SEC#: 801-27265
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41,300 |
| AUM (Assets Under Management) | $ 68,177,828,012 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 10/27/2023 |
Red Flags
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