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LA

Luis M. Alcala

ALLSTATE FINANCIAL ADVISORS
Bonita, CA 91902-1726
Some features on this profile are disabled
CRD#: 6585822
LA

Professional summary

Luis Magin Alcala, who also goes by Luis M Alcala, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Bonita, California and ALLSTATE FINANCIAL SERVICES, LLC located in Bonita, California.

Luis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Luis has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Luis M Alcala

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BOOKKEEPING, I FUNCTION AS A PART TIME BOOKKEEPER AND OFFICE MANAGER. AT INTERNATIONAL JGV, INC POSITION: Administrative Assistant NATURE: Administrative Support INVESTMENT RELATED: No NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2015 ADDRESS: 372 Plaza Los Osos, Chula Vista CA 91914, United States DESCRIPTION: My responsibilities includes account receivables, account payables and bookkeeping. LUIS ALCALA POSITION: Care Giver NATURE: Provide care giver services. INVESTMENT RELATED: No NUMBER OF HOURS: 98 SECURITIES TRADING HOURS: 0 START DATE: 10/24/2022 ADDRESS: 372 Plaza Los Osos, Chula Vista CA 91914, United States DESCRIPTION: Provide care giver services and supervision attention in my home to my mother.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luis Magin Alcala's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 29, 2019 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 5080 Bonita Rd Ste D, Bonita, CA 91902-1726
RIA
CRD#: 109524
Bonita, CA
Current

August 29, 2019 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 5080 Bonita Rd Ste D, Bonita, CA 91902-1726
BD
CRD#: 18272
Bonita, CA
Past

September 27, 2018 - August 16, 2019

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
SAN DIEGO, CA
Past

September 14, 2018 - August 16, 2019

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
SAN DIEGO, CA
Past

May 19, 2016 - September 10, 2018

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
LA JOLLA, CA
Past

March 21, 2016 - September 10, 2018

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
LA JOLLA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/29/2019)
IAR
California
(8/29/2019)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/16/2016
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/21/2016
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)
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Contact information

Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337

SEC notice filing (49 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts280
AUM (Assets Under Management)$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524Bonita, CA 91902-1726

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