Laurie L. Tinnell

MOSELEY INVESTMENT MANAGEMENT

Evergreen, CO

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CRD#: 6584914

Professional summary

Laurie L Tinnell, CFP®, who also goes by Tinnell L Laurie, Laurie Mchenry Lynn, is a registered financial advisor currently at MOSELEY INVESTMENT MANAGEMENT, INC. located in Evergreen, Colorado.

Laurie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Laurie has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tinnell L Laurie | Laurie Mchenry Lynn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

General Partner of Happy T Family Limited Partnership. Manages stock portfolio 2 hours per week.. started in 2011. Also manages rental property in Asheville NC 1 - 2 hours per month for Happy T started in 2012. Happy T is a my families business made up of solely family members. Jack P Lynn Estate - Trustee- manages stock portfolio 1 hour per week. This is also a family Estate.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laurie L Tinnell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

January 28, 2016 - Present

MOSELEY INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 124152

Evergreen, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MOSELEY INVESTMENT MANAGEMENT, INC.

CRD#: 124152 / SEC#: 801-107305

RIA

Registered Investment Advisory firm - (3/7/2016 Approved)

Florida

Registered Investment Advisory firm - (3/9/2016 Terminated)

Missouri

Registered Investment Advisory firm - (11/11/2014 Terminated)

Texas

Registered Investment Advisory firm - (3/9/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(3/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/25/2016

Uniform Investment Adviser Law Examination

Current Firm

MOSELEY INVESTMENT MANAGEMENT, INC.

CRD#: 124152 / SEC#: 801-107305

RIA

Registered Investment Advisory firm - (3/7/2016 Approved)

Florida

Registered Investment Advisory firm - (3/9/2016 Terminated)

Missouri

Registered Investment Advisory firm - (11/11/2014 Terminated)

Texas

Registered Investment Advisory firm - (3/9/2016 Terminated)

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Contact information

Main Address

1724 Manatee Avenue W, Bradention, FL 34205

Mailing Address

Phone number

(941) 745-2799

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (5/21/2025)

Regulatory assets under management

Total Number of Accounts	898
AUM (Assets Under Management)	$ 410,370,492

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/21/2024	Cover Page	Report

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Laurie L. Tinnell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laurie L Tinnell's CRS (Customer Relationship Summary).

Certified licenses

Experience

MOSELEY INVESTMENT MANAGEMENT, INC.

Primary Firm SEC Registration

MOSELEY INVESTMENT MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/25/2016

Current Firm

MOSELEY INVESTMENT MANAGEMENT, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MOSELEY INVESTMENT MANAGEMENT, INC.

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