Susan P. Shum
Professional summary
Susan Parker Shum, who also goes by Susan Danielle Parker, Susan Parker Stanley, is a registered financial advisor currently at FINANCIAL SECURITY ADVISORY INC located in Virginia Beach, Virginia and FINANCIAL SECURITY MANAGEMENT, INCORPORATED located in Virginia Beach, Virginia.
Susan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Susan has worked at 2 firms and has passed the Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Susan Parker Shum's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 8, 2019 - Present
FINANCIAL SECURITY ADVISORY INC
Office #1: 477 Viking Drive Suite 305, Virginia Beach, VA 23452November 25, 2015 - Present
FINANCIAL SECURITY MANAGEMENT, INCORPORATED
Office #1: 477 Viking Drive Suite 305, Virginia Beach, VA 23452Primary Firm SEC Registration
FINANCIAL SECURITY ADVISORY INC
CRD#: 110746 / SEC#: 801-54496
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/8/2019)
Exams
FINRA
Current Firm
FINANCIAL SECURITY ADVISORY INC
CRD#: 110746 / SEC#: 801-54496
Contact information
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,904 |
| AUM (Assets Under Management) | $ 1,570,635,977 |
Red Flags
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