Steven D. Karkenny

MALIBU, CA

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CRD#: 6584535

Professional summary

Steven David Karkenny, who also goes by Steven Karkenny, was a registered financial advisor .

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Steven had worked at 3 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steven Karkenny

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

the name of the other business; KarkennyX whether the business is investment-related; yes investment related the address of the other business; 31340 Mulholland Hwy Malibu CA 90265 the nature of the other business; Consulting your position; title, or relationship with the other business; Owner - Consultant the start date of your relationship; 12/31/2024 the approximate number of hours/month you devote to the other business; 20 or 11% a month the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; consults with an unaffiliated investment advisory firm, assisting with the development of client deliverables and advising on business growth strategy

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 30, 2025 - Present

MALIBU, CA

Past

October 7, 2022 - September 29, 2025

INTEGRITY FINANCIAL CORPORATION

RIA

CRD#: 137125

Malibu, CA

Past

May 12, 2021 - October 4, 2022

ALLIANCE ADVISORY & SECURITIES, INC.

RIA

CRD#: 18835

WESTLAKE VILLAGE, CA

Past

February 26, 2016 - June 21, 2021

ALLIANCE ADVISORY & SECURITIES, INC.

CRD#: 18835

WESTLAKE VILLAGE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/13/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/1/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/26/2016

General Securities Representative Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven D. Karkenny

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

INTEGRITY FINANCIAL CORPORATION

ALLIANCE ADVISORY & SECURITIES, INC.

ALLIANCE ADVISORY & SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/13/2021

Series 66

Date: 6/1/2016

SIE

Date: 10/1/2018

Series 7

Date: 2/26/2016

Current firm

No current employment

Red Flags

Company Information

No current employment

TRUST BUT VERIFY

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