Armando Vega

DELOS CAPITAL ADVISORS

Sherman, TX 75090

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CRD#: 6584329

Professional summary

Armando Vega is a registered financial advisor currently at DELOS CAPITAL ADVISORS located in Sherman, Texas.

Armando is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Armando has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Armando Vega's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 20, 2026 - Present

DELOS CAPITAL ADVISORS

Office #1: 401 East Taylor Street, Sherman, TX 75090

RIA

CRD#: 300734

Sherman, TX

Past

January 30, 2025 - February 4, 2026

FISHER INVESTMENTS

RIA

CRD#: 107342

PLANO, TX

Past

September 5, 2023 - February 3, 2025

MORGAN STANLEY

RIA

CRD#: 149777

Tempe, AZ

Past

March 20, 2023 - February 3, 2025

MORGAN STANLEY

CRD#: 149777

Tempe, AZ

Past

August 18, 2022 - September 5, 2023

HARRISDIRECT LLC

RIA

CRD#: 42159

Gilbert, AZ

Past

August 10, 2022 - September 5, 2023

E*TRADE SECURITIES LLC

CRD#: 29106

Gilbert, AZ

Past

March 31, 2022 - July 6, 2022

EMPOWER ADVISORY GROUP, LLC

RIA

CRD#: 112058

Chandler, AZ

Past

March 25, 2022 - July 6, 2022

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

January 27, 2016 - March 22, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CHANDLER, AZ

Past

December 21, 2015 - March 22, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CHANDLER, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DELOS CAPITAL ADVISORS

DELOS CAPITAL ADVISORS | DELOS WEALTH ADVISORS, LLC | DELOS WEALTH ADVISORS | DELOS CAPITAL ADVISORS, LLC

CRD#: 300734 / SEC#: 801-119589

RIA

Registered Investment Advisory firm - (10/2/2020 Approved)

Louisiana

Registered Investment Advisory firm - (10/20/2020 Terminated)

Oklahoma

Registered Investment Advisory firm - (10/13/2020 Terminated)

Texas

Registered Investment Advisory firm - (10/13/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/20/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/22/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/21/2015

General Securities Representative Examination

Current Firm

DELOS CAPITAL ADVISORS

DELOS CAPITAL ADVISORS | DELOS WEALTH ADVISORS, LLC | DELOS WEALTH ADVISORS | DELOS CAPITAL ADVISORS, LLC

CRD#: 300734 / SEC#: 801-119589

RIA

Registered Investment Advisory firm - (10/2/2020 Approved)

Louisiana

Registered Investment Advisory firm - (10/20/2020 Terminated)

Oklahoma

Registered Investment Advisory firm - (10/13/2020 Terminated)

Texas

Registered Investment Advisory firm - (10/13/2020 Terminated)

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Contact information

Main Address

1845 Woodall Rodgers Fwy Suite 1000, Dallas, TX 75201

Mailing Address

Phone number

(972) 810-1610

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/1/2025)

Regulatory assets under management

Total Number of Accounts	320
AUM (Assets Under Management)	$ 162,243,142

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Armando Vega

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Armando Vega's CRS (Customer Relationship Summary).

Certified licenses

Experience

DELOS CAPITAL ADVISORS

FISHER INVESTMENTS

MORGAN STANLEY

MORGAN STANLEY

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

EMPOWER ADVISORY GROUP, LLC

EMPOWER FINANCIAL SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

DELOS CAPITAL ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 1/22/2016

SIE

Date: 10/1/2018

Series 7

Date: 12/21/2015

Current Firm

DELOS CAPITAL ADVISORS

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DELOS CAPITAL ADVISORS

TRUST BUT VERIFY

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