Eryn L. Pickett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eryn Lachell Pickett, who also goes by Erin Lachell Pickett, Eryn Lachell Pickett, Eryn L Pickett, Eryn Pickett, was a registered financial professional .
Eryn is a previously registered financial professional and started their career in finance in 2016. Eryn had worked at 5 firms and has passed the Series 99TO, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2022 - July 3, 2024
NUVEEN SECURITIES, LLC
June 15, 2022 - July 3, 2024
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
November 4, 2016 - September 25, 2020
LPL FINANCIAL LLC
February 1, 2016 - June 30, 2016
MSI FINANCIAL SERVICES, INC.
January 28, 2016 - October 13, 2016
METLIFE INVESTORS DISTRIBUTION COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 6TO
Date: 3/13/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
NUVEEN SECURITIES, LLC
CRD#: 469 / SEC#: , 8-13464
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Civil Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
