Luciana M. Reis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Luciana Monteiro Reis, CFP®, who also goes by Luciana Monteiro Moschella, Luciana M Dos Reis, Luciana Monteiro Dos Reis, was a registered financial professional .
Luciana is a previously registered financial professional and started their career in finance in 2015. Luciana had worked at 3 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2022 - August 28, 2024
LAKE STREET ADVISORS
June 22, 2020 - December 10, 2021
GRANITE FINANCIAL PARTNERS
April 25, 2017 - August 23, 2017
LAKE STREET ADVISORS
November 13, 2015 - April 20, 2017
LAKE STREET ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LAKE STREET ADVISORS
CRD#: 288300 / SEC#: 801-110455
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,858 |
| AUM (Assets Under Management) | $ 3,108,813,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 | ||
| 10/31/2023 | ||
| 02/08/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
