ZB
Zachary P. Barnes
STATE FARM INVESTMENT MANAGEMENT
High Point, NC 27265
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CRD#: 6582629
ZB
Professional summary
Zachary Paul Barnes, who also goes by Zach Barnes, Zachary Barnes, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in High Point, North Carolina and STATE FARM VP MANAGEMENT CORP. located in Clemmons, North Carolina.
Zachary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Zachary has worked at 3 firms and has passed the Series 65, Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Zach Barnes | Zachary Barnes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HIGH POINT COMMUNITY FOUNDATION; non-investment related; 501 N. Main St. Ste. 2A, High Point, NC 27260; Non-profit civic organization; trustee; 2/1/2021; 2; 2; SERVE AS A TRUSTEE TO REVIEW THE DECISIONS THAT THE BOARD HAS MADE, BUT I WILL NOT BE HANDLING THE EXPENDITURES, INVESTMENTS, OR FUND-RAISING. THESE DECISIONS INCLUDE OTHER NON-PROFITS THAT HPCF WILL WORK ALONGSIDE TO FURTHER THE STATED MISSION OF IMPROVING THE LIVES OF HP AND GUILFORD CITIZENS. 2) Zachary Barnes' Insurance Agency; Insurance Agency; Investment-related; 812 Eastchester Dr High Point, NC 27262-7640; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 01/01/2018; 80; 80; Service customers and supervise employees
CRS (Client Relationship Summary) - RIA
Click below to view Zachary Paul Barnes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 8, 2019 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 1400 Eastchester Dr. Ste. 103, High Point, NC 27265RIA
CRD#: 3487
High Point, NC
Current
January 8, 2019 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 3802d Clemmons Road, Clemmons, NC 27012BD
CRD#: 43036
Clemmons, NC
Past
January 8, 2016 - January 5, 2017
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
WEST DES MOINES, IA
Past
December 3, 2015 - January 5, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
WEST DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
North Carolina(1/8/2019)
IAR
North Carolina(7/8/2019)
RR
South Carolina(9/28/2023)
IAR
South Carolina(9/29/2023)
RR
Tennessee(9/30/2025)
RR
Virginia(9/28/2023)
IAR
Virginia(9/28/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487High Point, NC 27265TRUST BUT VERIFY
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