Rodrigo E. Huerta

WEST FINANCIAL SERVICES

Mclean, VA 22102

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CRD#: 6581946

Professional summary

Rodrigo Esteban Huerta, CIMA® is a registered financial advisor currently at WEST FINANCIAL SERVICES, INC. located in Mclean, Virginia.

Rodrigo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Rodrigo has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Water's Edge Group, the business invests in Real Estate residence homes (Non-security investments), started in July2018. The address of the other business: 10723 Basket Oak Ct. Burke, VA 22015. The nature of the other business: Real Estate Management business. Rod is the President/Co-Owner. He spends approximately 3-5 hours a month devoting to this business and he does not devote anytime to this business during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodrigo Esteban Huerta's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

August 24, 2017 - Present

WEST FINANCIAL SERVICES, INC.

Office #1: 2010 Corporate Ridge Road Ste 530, Mclean, VA 22102

RIA

CRD#: 137497

Mclean, VA

Past

April 11, 2016 - August 15, 2017

AEGIS WEALTH

RIA

CRD#: 134429

BETHESDA, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEST FINANCIAL SERVICES, INC.

CRD#: 137497 / SEC#: 801-64834

RIA

Registered Investment Advisory firm - (10/3/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(8/24/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/25/2016

Uniform Investment Adviser Law Examination

Current Firm

WEST FINANCIAL SERVICES, INC.

CRD#: 137497 / SEC#: 801-64834

RIA

Registered Investment Advisory firm - (10/3/2005 Approved)

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Contact information

Main Address

2010 Corporate Ridge Road Ste 530, Mclean, VA 22102

Mailing Address

Phone number

(703) 847-2500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WFS - FORM ADV, PART 2A (4/10/2025)

Regulatory assets under management

Total Number of Accounts	2,636
AUM (Assets Under Management)	$ 2,574,623,952

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Rodrigo E. Huerta

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodrigo Esteban Huerta's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEST FINANCIAL SERVICES, INC.

AEGIS WEALTH

Primary Firm SEC Registration

WEST FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/25/2016

Current Firm

WEST FINANCIAL SERVICES, INC.

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEST FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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