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AS

Adil C. Sener

PEI GLOBAL PARTNERS LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 6581564
AS

Professional summary

Adil Caner Sener, who also goes by Adil C Sener, is a registered financial professional currently at PEI GLOBAL PARTNERS LLC located in New York, New York.

Adil is registered as a RR (Registered Representative) and started their career in finance in 2016. Adil has worked at 3 firms and has passed the Series 63, SIE, Series 79 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Adil C Sener

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Adil Caner Sener's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 2, 2022 - Present

PEI GLOBAL PARTNERS LLC

Office #1: 601 Lexington Avenue 55th Floor, New York, NY, 10022
BD
CRD#: 297979
New York, NY
Past

May 21, 2018 - September 21, 2021

CANTOR FITZGERALD & CO.

BD
CRD#: 134
NEW YORK, NY
Past

April 5, 2016 - June 6, 2018

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(3/2/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 4/2/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 4/5/2016
Investment Banking Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/12/2024
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PG
PEI GLOBAL PARTNERS LLC
MARPINE SECURITIES LLC | TOKENSOFT GLOBAL MARKETS, LLC | PEI GLOBAL PARTNERS LLC

CRD#: 297979 / SEC#: , 8-70159

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
1001 Water Street, Suite 1150, Tampa, FL 33602
Mailing Address
1001 Water Street, Suite 1150, Tampa, FL 33602
Phone number
(646) 498-6957
Established
New York since 02/27/2018
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PEI GLOBAL PARTNERS HOLDINGS LLCOWNER
GRAY, BENJAMIN NMNCEO/CCO1946982
PHILLIPS, KEVIN WSECOND GSP4256473
SIPINICK, KATHY EFREMFINOP3248100

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PEI GLOBAL PARTNERS LLC

CRD#: 297979New York, NY 10022

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