Matthew P. Sizemore
Professional summary
Matthew Paul Sizemore, who also goes by Matt Paul Sizemore, is a registered financial professional currently at HIGHTOWER SECURITIES, LLC located in Chicago, Illinois.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2016. Matthew has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Paul Sizemore's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 6, 2022 - Present
HIGHTOWER SECURITIES, LLC
Office #1: 200 West Madison Street Suite 2500, Chicago, IL 60606-3414June 3, 2020 - May 5, 2022
AVANTAX INVESTMENT SERVICES, INC.
May 6, 2019 - March 6, 2020
USAA FINANCIAL ADVISORS, INC.
September 12, 2017 - April 1, 2019
CHARLES SCHWAB & CO., INC.
January 4, 2017 - July 25, 2017
CAPITAL ONE INVESTING, LLC
January 19, 2016 - November 4, 2016
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/6/2022)
(5/6/2022)
Exams
FINRA
Current Firm
HIGHTOWER SECURITIES, LLC
CRD#: 116681 / SEC#: , 8-53560
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIGHTOWER HOLDING, LLC | PARENT COMPANY | |
| BESSO, DOUGLAS JOSEPH | CTO | 1530829 |
| COVIELLO, BARRY ANTHONY | EXECUTIVE DIRECTOR, NATIONAL FIELD SUPERVISION | 1813688 |
| GRAY, KENDRA | MUNICIPAL PRINCIPAL | 4388082 |
| GRAY, KENDRA | CHIEF COMPLIANCE OFFICER | 4388082 |
| KARL, MATTHEW JAMES | PRINCIPAL FINANCIAL OFFICER (PFO) & FINOP | 5361093 |
| SMITH, SCOTT DAVID | CHIEF EXECUTIVE OFFICER | 2523535 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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