JM
John E. Morton
KEYSTONE FINANCIAL GROUP
Mt. Sterling, KY 40353
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CRD#: 6580382
JM
Professional summary
John Eldridge Morton is a registered financial advisor currently at KEYSTONE FINANCIAL GROUP, LLC located in Mt. Sterling, Kentucky and LPL FINANCIAL LLC located in Mt Sterling, Kentucky.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. John has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 3/20/2018 - Keystone Financial Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 06/01/2017 - 20 Hours Per Month/2 Hours During Securities Trading - I provide investment advisory services thru Keystone Financial Group, LLC, an independent investment advisor firm. I started this business activity in March 2018. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 3/26/2018 - Morton Financial - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 06/01/2017 - 1 Hour Per Month During Securities Trading. 3. 3/26/2018 - Keystone Financial Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/01/2017 - 160 Hours Per Month/5 Hours During Securities Trading. 4. 11/01/2019 - Loan - Investment related - At reported business location(s) - start date:11/1/2019. 5. 2/21/2023 - CGM Insurance Co. - Investment Related - Home Based - Insurance Agency - Member - Start Date - 02/01/2023 - 2 Hours Per Month/0 Hours During Securities Trading
CRS (Client Relationship Summary) - RIA
Click below to view John Eldridge Morton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 14, 2017 - Present
KEYSTONE FINANCIAL GROUP, LLC
Office #1: 134 N Maysville Rd Po Box 874, Mt. Sterling, KY 40353RIA
CRD#: 170201
Mt. Sterling, KY
Current
June 12, 2017 - Present
LPL FINANCIAL LLC
Office #1: 611 Tighlman Way, Suite A, Mt Sterling, KY 40353RIA
BD
CRD#: 6413
Mt Sterling, KY
Past
February 13, 2017 - June 14, 2017
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
Lexington, KY
Past
March 24, 2016 - June 14, 2017
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
Lexington, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KF
KEYSTONE FINANCIAL GROUP, LLC
ATHLETIC ESSENTIALS | WATTS FINANCIAL CORP | STONEWALL MANAGEMENT | SOLOPRENUER FINANCIAL | SEALS FINANCIAL PLANNING | R. L. BROWN WEALTH MANAGEMENT | KEYSTONE FINANCIAL GROUP, LLC | JENNINGS AND ASSOCIATES | J.R. YOUNG COMPANY | HARRIS FINANCIAL
CRD#: 170201 / SEC#: 801-79274
RIA
Registered Investment Advisory firm - (2/26/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/22/2017)
RR
Florida(7/31/2017)
RR
Indiana(9/5/2017)
RR
Kentucky(6/12/2017)
IAR
Kentucky(7/14/2017)
RR
Ohio(1/26/2018)
RR
Tennessee(11/27/2017)
RR
Wisconsin(7/22/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KF
KEYSTONE FINANCIAL GROUP, LLC
ATHLETIC ESSENTIALS | WATTS FINANCIAL CORP | STONEWALL MANAGEMENT | SOLOPRENUER FINANCIAL | SEALS FINANCIAL PLANNING | R. L. BROWN WEALTH MANAGEMENT | KEYSTONE FINANCIAL GROUP, LLC | JENNINGS AND ASSOCIATES | J.R. YOUNG COMPANY | HARRIS FINANCIAL
CRD#: 170201 / SEC#: 801-79274
RIA
Registered Investment Advisory firm - (2/26/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
527 Wellington Way, Ste 225, Lexington, KY 40503
Mailing Address
Phone number
(859) 317-8316
Established
Firm type
Fiscal year end
# of Employees
44
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,153 |
| AUM (Assets Under Management) | $ 1,858,938,537 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KEYSTONE FINANCIAL GROUP, LLC
CRD#: 170201Mt. Sterling, KY 40353TRUST BUT VERIFY
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