NH
Nicole M. Helcher
STRATEGIC ADVISERS LLC
WINSTON SALEM, NC
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CRD#: 6579130
NH
Professional summary
Nicole Marie Helcher, who also goes by Nicole Helcher, Nicole Marie Sanders, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Winston Salem, North Carolina and FIDELITY BROKERAGE SERVICES LLC located in Winston-salem, North Carolina.
Nicole is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Nicole has worked at 7 firms and has passed the Series 66, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nicole Helcher | Nicole Marie Sanders
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-89335|OrgNmn:Notary Public - North Carolina|Org Addr:Winston-Sa,North Caro,US|OBA Nature:I am a notary public. I have |Invst Rel:N|Title:Notary Public|Duties:Providing notary services to the public|StrtDt:10-14-21|TotHrs/mon:3|TrdHrs/mon:3|
CRS (Client Relationship Summary) - RIA
Click below to view Nicole Marie Helcher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 380 Knollwood St Suite 740, Winston-salem, NC 27103-1840RIA
CRD#: 104555
WINSTON SALEM, NC
Current
July 27, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 380 Knollwood Street Suite 740, Winston-salem, NC 27103BD
CRD#: 7784
Winston-salem, NC
Past
August 2, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
WINSTON-SALEM, NC
Past
April 14, 2022 - July 28, 2022
INDEPENDENT ADVISOR ALLIANCE, LLC
RIA
CRD#: 168267
Greensboro, NC
Past
April 11, 2022 - April 11, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
GREENSBORO, NC
Past
January 18, 2022 - May 16, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
GREENSBORO, NC
Past
June 11, 2021 - January 14, 2022
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
GREENSBORO, NC
Past
December 7, 2015 - June 16, 2021
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
BD
CRD#: 40178
LANSING, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/15/2022)
RR
Colorado(9/15/2022)
RR
Connecticut(9/30/2025)
RR
Florida(9/15/2022)
RR
Georgia(9/15/2022)
RR
Illinois(9/15/2022)
RR
Indiana(9/15/2022)
RR
Maryland(9/15/2022)
RR
Massachusetts(9/15/2022)
RR
Michigan(9/15/2022)
RR
Montana(9/15/2022)
RR
New York(9/15/2022)
RR
North Carolina(7/27/2022)
IAR
North Carolina(3/31/2025)
RR
Oklahoma(9/15/2022)
RR
Pennsylvania(9/15/2022)
RR
South Carolina(7/27/2022)
RR
Tennessee(9/15/2022)
RR
Texas(9/15/2022)
IAR
Texas(3/31/2025)
RR
Virginia(7/27/2022)
RR
Washington(4/1/2024)
RR
West Virginia(9/15/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/3/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
