Alexandria J. Harvey
Professional summary
Alexandria June Harvey, who also goes by Alexandrea June Harvey, is a registered financial professional currently at VOYA FINANCIAL ADVISORS, INC. located in West Des Moines, Iowa.
Alexandria is registered as a RR (Registered Representative) and started their career in finance in 2019. Alexandria has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alexandria June Harvey's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 7, 2024 - Present
VOYA FINANCIAL ADVISORS, INC.
June 27, 2023 - October 20, 2023
TD AMERITRADE, INC.
February 20, 2023 - October 20, 2023
CHARLES SCHWAB & CO., INC.
January 8, 2019 - February 20, 2023
TD AMERITRADE, INC.
Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/10/2024)
Exams
Series 7TO
Date: 1/8/2019
General Securities Representative ExaminationFINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
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