Rafael Capa Martinez
Professional summary
Rafael Capa Martinez, who also goes by Rafael Capa, Rafael Capa Martinez, is a registered financial professional currently at GAMMA SECURITIES, LLC located in San Juan, .
Rafael is registered as a RR (Registered Representative) and started their career in finance in 2016. Rafael has worked at 3 firms and has passed the Series 99TO, SIE, Series 7, Series 14, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rafael Capa Martinez's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 7, 2024 - Present
GAMMA SECURITIES, LLC
Office #1: 500 Calle De La Tanca Suite 305 Ochoa Building, San Juan, PR 00901September 17, 2018 - June 4, 2024
HAITONG INTERNATIONAL SECURITIES (USA) INC.
September 28, 2016 - December 20, 2022
HAITONG SECURITIES USA LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/7/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
GAMMA SECURITIES, LLC
CRD#: 298341 / SEC#: , 8-70195
Contact information
FINRA licenses (4 States and Territories)
Red Flags
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