Sherry C. Karlsson
Professional summary
Sherry Chan Karlsson, who also goes by Sherry S Chan, Sherry Sau-wah Chan, Sherry S Karlsson, is a registered financial advisor currently at ROSENBLUM SILVERMAN SUTTON SF INC located in San Francisco, California.
Sherry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Sherry has worked at 2 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sherry Chan Karlsson's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 5, 2023 - Present
ROSENBLUM SILVERMAN SUTTON SF INC
Office #1: 1388 Sutter St Ste 725, San Francisco, CA 94109March 30, 2016 - August 1, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 12, 2016 - August 1, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
ROSENBLUM SILVERMAN SUTTON SF INC
CRD#: 105774 / SEC#: 801-21730
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/5/2023)
Exams
Current Firm
ROSENBLUM SILVERMAN SUTTON SF INC
CRD#: 105774 / SEC#: 801-21730
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 157 |
| AUM (Assets Under Management) | $ 459,502,012 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
