Elisabeth A. Olson
ON INVESTMENT MANAGEMENT CO
Fort Collins, CO 80525
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CRD#: 6577798
Professional summary
Elisabeth Anne Olson, CFP®, who also goes by Elisabeth Anne Seward, Elisabeth Anne Williams, is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Fort Collins, Colorado and THE O.N. EQUITY SALES COMPANY located in Fort Collins, Colorado.
Elisabeth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Elisabeth has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Elisabeth Anne Seward | Elisabeth Anne Williams
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1). Insurance sales; 4025 Automation Way C1, Fort Collins, CO, 80525, not investment related; agent; 09/2016-present; 10 hours/month (10 during market hours); selling life, LTC and DI insurance. 2). Dementia-Friendly Communities of Northern Colorado; 8403 Castaway Drive, Windsor, CO 80528; not investment related; Advocacy and Support for people with dementia and their families; 5 hours/month (1 during securities trading hours); Board Member; attend monthly board meetings; serve on one of committees of the organization; seek funding sources for the organization; explore the possibility of replicating the practices of Northern Colorado to assist other parts of the country in establishing a Dementia-Friendly Community organization.
CRS (Client Relationship Summary) - RIA
Click below to view Elisabeth Anne Olson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
January 22, 2019 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 4025 Automation Way C1, Fort Collins, CO 80525RIA
CRD#: 105662
Fort Collins, CO
Current
January 18, 2019 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 4025 Automation Way C1, Fort Collins, CO 80525BD
CRD#: 2936
Fort Collins, CO
Past
September 8, 2016 - January 25, 2019
WADDELL & REED
RIA
CRD#: 866
FT. COLLINS, CO
Past
September 8, 2016 - January 25, 2019
WADDELL & REED
BD
CRD#: 866
FT. COLLINS, CO
Past
August 3, 2016 - September 1, 2016
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
Fort Collins, CO
Past
May 25, 2016 - August 30, 2016
REA CAPITAL MANAGEMENT, LLC
RIA
CRD#: 127485
FORT COLLINS, CO
Past
April 4, 2016 - September 1, 2016
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
FT. COLLINS, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(4/27/2021)
RR
Arizona(7/11/2022)
RR
Colorado(1/18/2019)
IAR
Colorado(1/22/2019)
RR
Indiana(10/9/2020)
IAR
Indiana(10/13/2020)
IAR
Iowa(4/5/2021)
IAR
Louisiana(1/27/2025)
RR
Michigan(2/13/2025)
IAR
Michigan(2/13/2025)
RR
Minnesota(8/18/2022)
IAR
Minnesota(8/18/2022)
RR
Montana(10/9/2020)
IAR
Montana(10/14/2020)
IAR
New Mexico(4/6/2021)
RR
New Mexico(7/11/2022)
IAR
North Carolina(6/6/2023)
IAR
Oregon(1/7/2022)
RR
Texas(1/18/2019)
IAR
Texas(1/22/2019)
IAR
Utah(12/16/2021)
IAR
Virginia(7/24/2024)
IAR
Washington(4/5/2021)
RR
Washington(2/28/2023)
RR
West Virginia(1/26/2021)
IAR
West Virginia(2/5/2021)
IAR
Wisconsin(10/3/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
