James Joseph
Professional summary
James Joseph, who also goes by Jean-geams Joseph, is a registered financial professional currently at CLARENDON INSURANCE AGENCY, INC. located in Waltham, Massachusetts.
James is registered as a RR (Registered Representative) and started their career in finance in 2016. James has worked at 1 firm and has passed the SIE, Series 99TO and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Joseph's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 25, 2016 - Present
CLARENDON INSURANCE AGENCY, INC.
Office #1: 230 3rd Ave 6th Floor, Waltham, MA 02451State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 2/25/2016
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
CLARENDON INSURANCE AGENCY, INC.
CRD#: 7395 / SEC#: , 8-21590
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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Company Information
CLARENDON INSURANCE AGENCY, INC.
CRD#: 7395Waltham, MA 02451TRUST BUT VERIFY
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