Michael B. Whiteman
Professional summary
Michael Brandon Whiteman, who also goes by Brandon Whiteman, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Colorado Springs, Colorado and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Michael has worked at 7 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Brandon Whiteman's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 28, 2022 - Present
EMPOWER ADVISORY GROUP, LLC
January 28, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111October 8, 2019 - January 10, 2022
T. ROWE PRICE ADVISORY SERVICES, INC.
October 8, 2019 - January 10, 2022
T. ROWE PRICE INVESTMENT SERVICES, INC.
January 8, 2018 - September 13, 2019
USAA INVESTMENT SERVICES COMPANY
March 13, 2017 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
December 23, 2016 - September 13, 2019
USAA FINANCIAL ADVISORS, INC.
June 8, 2016 - November 30, 2016
T. ROWE PRICE INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
