Frank J. Walker
STRATEGIC ADVISERS LLC | Investor Center Planning Consultant
SEAFORD, NY
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CRD#: 6574096
Professional summary
Frank J. Walker, who also goes by Frank James Walker, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Seaford, New York and FIDELITY BROKERAGE SERVICES LLC located in Roslyn, New York.
Frank is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Frank has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
My role as a Financial Consultant in Flatiron is to partner with clients on building and maintaining financial plans. It is important that every client of mine has three things. First, a plan that is tailored specific to their needs and their family. Second, to help provide peace of mind with an all-weather plan that can adapt to the markets. And third, my clients have clear understanding of the purpose and function of each moving part of their plan.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Frank James Walker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Frank J. Walker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Long Island University
Bachelor of Business Administration - Finance
2015
University of Central Florida
Associate of Applied Business - Finance
2014
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1075 Northern Blvd, Roslyn, NY 11576-1681RIA
CRD#: 104555
SEAFORD, NY
Current
December 1, 2015 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1075 Northern Blvd, Roslyn, NY 11576BD
CRD#: 7784
ROSLYN, NY
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
ROSLYN, NY
Past
November 8, 2016 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/8/2020)
RR
Arizona(2/12/2021)
RR
California(1/6/2016)
RR
Colorado(1/3/2020)
RR
Connecticut(1/6/2016)
RR
District of Columbia(10/8/2021)
RR
Florida(12/1/2015)
IAR
Florida(3/31/2025)
RR
Georgia(1/3/2020)
RR
Hawaii(11/17/2020)
RR
Illinois(1/3/2020)
RR
Indiana(3/4/2022)
RR
Maine(2/12/2021)
RR
Maryland(10/9/2020)
RR
Massachusetts(1/6/2016)
RR
Michigan(4/9/2021)
RR
Nebraska(3/12/2021)
RR
New Hampshire(4/9/2021)
RR
New Jersey(1/6/2016)
RR
New York(1/6/2016)
IAR
New York(3/31/2025)
RR
North Carolina(9/18/2020)
RR
Oregon(4/23/2020)
RR
Pennsylvania(1/6/2016)
RR
South Carolina(1/6/2016)
RR
South Dakota(2/12/2021)
RR
Tennessee(8/8/2020)
RR
Texas(1/6/2016)
IAR
Texas(3/31/2025)
RR
Vermont(1/3/2020)
RR
Virginia(4/23/2020)
RR
Washington(5/13/2020)
RR
Wyoming(11/17/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Investor Center Planning ConsultantCRD#: 104555Seaford, NYTRUST BUT VERIFY
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Contact information
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