Cynthia J. Mittlestaedt

VERTEX PARTNERS

Downers Grove, IL 60515

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CRD#: 6573922

Professional summary

Cynthia J Mittlestaedt, CFP®, who also goes by Cynthia Gwozdz, Cynthia Keaton, is a registered financial advisor currently at VERTEX PARTNERS located in Downers Grove, Illinois.

Cynthia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Cynthia has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cynthia Gwozdz | Cynthia Keaton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cynthia J Mittlestaedt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

March 31, 2022 - Present

VERTEX PARTNERS

Office #1: 3000 Woodcreek Drive Suite 100, Downers Grove, IL 60515

RIA

CRD#: 316839

Downers Grove, IL

Past

November 16, 2021 - April 29, 2022

HIGHPOINT PLANNING PARTNERS

RIA

CRD#: 316636

Grayslake, IL

Past

March 19, 2019 - December 31, 2021

HIGHPOINT PLANNING PARTNERS

RIA

CRD#: 163768

Grayslake, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VERTEX PARTNERS

VERTEX PARTNERS | VERTEX PLANNING PARTNERS, LLC

CRD#: 316839 / SEC#: 801-122980

RIA

Registered Investment Advisory firm - (1/3/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(3/31/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/19/2019

Uniform Investment Adviser Law Examination

Current Firm

VERTEX PARTNERS

VERTEX PARTNERS | VERTEX PLANNING PARTNERS, LLC

CRD#: 316839 / SEC#: 801-122980

RIA

Registered Investment Advisory firm - (1/3/2022 Approved)

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Contact information

Main Address

3000 Woodcreek Drive Suite 100, Downers Grove, IL 60515

Mailing Address

Phone number

(630) 836-3300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE PROGRAM BROCHURE FOR VERTEX PARTNERS (2/26/2025)

DISCLOSURE BROCHURE FOR VERTEX PARTNERS (2/26/2025)

Regulatory assets under management

Total Number of Accounts	2,374
AUM (Assets Under Management)	$ 827,936,305

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Cynthia J. Mittlestaedt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cynthia J Mittlestaedt's CRS (Customer Relationship Summary).

Certified licenses

Experience

VERTEX PARTNERS

HIGHPOINT PLANNING PARTNERS

HIGHPOINT PLANNING PARTNERS

Primary Firm SEC Registration

VERTEX PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 3/19/2019

Current Firm

VERTEX PARTNERS

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VERTEX PARTNERS

TRUST BUT VERIFY

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