Luke D. Podbury

CANTER WEALTH | Financial Advisor

La Jolla, CA 92037

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CRD#: 6573742

Professional summary

Luke Dominic Podbury, who also goes by Luke D Podbury, Luke Podbury, is a registered financial advisor currently at CANTER WEALTH located in La Jolla, California.

Luke is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Luke has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Luke D Podbury | Luke Podbury

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) The Retirement Group, LLC - IAR - 160 hours per month during market hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luke Dominic Podbury's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 20, 2023 - Present

CANTER WEALTH

Office #1: 7825 Fay Avenue Suite 140, La Jolla, CA 92037

RIA

CRD#: 167828

La Jolla, CA

Past

December 12, 2022 - January 23, 2023

THE RETIREMENT GROUP, LLC

RIA

CRD#: 148296

SAN DIEGO, CA

Past

November 15, 2022 - January 10, 2023

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

SAN DIEGO, CA

Past

November 15, 2022 - January 10, 2023

FSC SECURITIES CORPORATION

CRD#: 7461

SAN DIEGO, CA

Past

June 5, 2018 - September 27, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SAN DIEGO, CA

Past

May 31, 2018 - September 27, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SAN DIEGO, CA

Past

May 8, 2017 - April 23, 2018

CAPITAL ONE ADVISORS, LLC

RIA

CRD#: 136865

Herndon, VA

Past

April 12, 2017 - April 23, 2018

CAPITAL ONE INVESTING, LLC

CRD#: 45744

MCLEAN, VA

Past

March 24, 2016 - March 13, 2017

SPIRE SECURITIES, LLC

CRD#: 144131

RESTON, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CANTER WEALTH

CANTER PRIVATE WEALTH MANAGEMENT | TAX & RETIREMENT EDUCATION | D/B/A CANTER WEALTH | CANTER WEALTH | CANTER STRATEGIC WEALTH MANAGEMENT, LLC

CRD#: 167828 / SEC#: 801-117802

RIA

Registered Investment Advisory firm - (12/17/2019 Approved)

California

Registered Investment Advisory firm - (2/13/2021 Terminated)

Texas

Registered Investment Advisory firm - (1/14/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/20/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/6/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/24/2016

General Securities Representative Examination

Current Firm

CANTER WEALTH

CANTER PRIVATE WEALTH MANAGEMENT | TAX & RETIREMENT EDUCATION | D/B/A CANTER WEALTH | CANTER WEALTH | CANTER STRATEGIC WEALTH MANAGEMENT, LLC

CRD#: 167828 / SEC#: 801-117802

RIA

Registered Investment Advisory firm - (12/17/2019 Approved)

California

Registered Investment Advisory firm - (2/13/2021 Terminated)

Texas

Registered Investment Advisory firm - (1/14/2021 Terminated)

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Contact information

Main Address

7825 Fay Avenue Suite 140, La Jolla, CA 92037

Mailing Address

Phone number

(858) 812-7550

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CANTER WEALTH - FORM ADV 2A (5/20/2025)

Regulatory assets under management

Total Number of Accounts	258
AUM (Assets Under Management)	$ 275,846,754

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Luke D. Podbury

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luke Dominic Podbury's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE RETIREMENT GROUP, LLC

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CAPITAL ONE ADVISORS, LLC

CAPITAL ONE INVESTING, LLC

SPIRE SECURITIES, LLC

Primary Firm SEC Registration

CANTER WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 5/6/2017

SIE

Date: 10/1/2018

Series 7

Date: 3/24/2016

Current Firm

CANTER WEALTH

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CANTER WEALTH

TRUST BUT VERIFY

Contact information

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