Jacob W. Turbow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jacob William Turbow, who also goes by Jacob Turbow, was a registered financial professional .
Jacob is a previously registered financial professional and started their career in finance in 2017. Jacob had worked at 3 firms and has passed the Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2023 - June 3, 2024
TAYLOR FRIGON FAMILY OFFICE, LLC
February 7, 2020 - June 3, 2024
TAYLOR FRIGON CAPITAL MANAGEMENT LLC
February 24, 2017 - August 1, 2017
MESIROW FINANCIAL, INC.
Primary Firm SEC Registration
TAYLOR FRIGON FAMILY OFFICE, LLC
CRD#: 323249 / SEC#: 801-127146
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TAYLOR FRIGON FAMILY OFFICE, LLC
CRD#: 323249 / SEC#: 801-127146
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 7,359,342 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/06/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
