Nhi T. Nguyen
Professional summary
Nhi Thanh Nguyen, who also goes by Nhi Thanh Nguyen, is a registered financial professional currently at MML STRATEGIC DISTRIBUTORS, LLC located in New Cumberland, Pennsylvania.
Nhi is registered as a RR (Registered Representative) and started their career in finance in 2017. Nhi has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nhi Thanh Nguyen's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 17, 2025 - Present
MML STRATEGIC DISTRIBUTORS, LLC
January 4, 2024 - March 14, 2025
WORLD EQUITY GROUP, INC.
October 25, 2023 - November 17, 2023
THE LEADERS GROUP, INC.
October 16, 2018 - September 8, 2023
TRANSAMERICA CAPITAL, LLC
January 10, 2018 - May 24, 2018
EDWARD JONES
October 12, 2017 - May 24, 2018
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/17/2025)
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(3/17/2025)
(3/17/2025)
(3/17/2025)
Exams
FINRA
Current Firm
MML STRATEGIC DISTRIBUTORS, LLC
CRD#: 168638 / SEC#: , 8-69322
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | MEMBER | |
| BAGGETTA, VINCENT COSIMO | CHIEF RISK OFFICER | 2431743 |
| BLUE, DOMINIC | DIRECTOR | 7323924 |
| CRADDOCK, GEOFFREY | DIRECTOR | 1444771 |
| DIGANGI, MATTHEW T | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 3229894 |
| DUCH III, EDWARD KARL | CHIEF LEGAL OFFICER, SECRETARY AND VICE PRESIDENT | 4808341 |
| PUHALA, JAMES | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5290483 |
| REILLY, JENNIFER RHODES | DIRECTOR | 3243154 |
| RISPOLI, FRANK JOSEPH | CHIEF FINANCIAL OFFICER AND TREASURER | 4364402 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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