Samuel M. Politte
Professional summary
Samuel Matthew Politte, who also goes by Sam Politte, is a registered financial advisor currently at SEI INVESTMENTS MANAGEMENT CORP located in St. Louis, Missouri and SEI INVESTMENTS DISTRIBUTION CO. located in Oaks, Pennsylvania.
Samuel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Samuel has worked at 5 firms and has passed the Series 66, Series 82TO, SIE, Series 7, Series 26, Series 39, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Samuel Matthew Politte's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 9, 2022 - Present
SEI INVESTMENTS MANAGEMENT CORP
June 8, 2022 - Present
SEI INVESTMENTS DISTRIBUTION CO.
Office #1: One Freedom Valley Drive, Oaks, PA 19456January 2, 2020 - June 6, 2022
SAXONY CAPITAL MANAGEMENT, LLC
November 14, 2018 - June 6, 2022
PATRICK CAPITAL MARKETS, LLC
July 26, 2017 - December 31, 2018
SAXONY SECURITIES, INC.
Primary Firm SEC Registration
SEI INVESTMENTS MANAGEMENT CORP
CRD#: 105146 / SEC#: 801-24593
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/8/2022)
(6/8/2022)
(6/9/2022)
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsFINRA
Current Firm
SEI INVESTMENTS MANAGEMENT CORP
CRD#: 105146 / SEC#: 801-24593
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 99,603 |
| AUM (Assets Under Management) | $ 198,143,431,156 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 01/27/2025 | ||
| 10/25/2023 | ||
| 01/27/2023 |
Red Flags
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