Patrick Michael Wales
AIF®Professional Summary
Patrick Michael Wales, AIF®, who also goes by Patrick Wales, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Danville, Virginia and TRUIST INVESTMENT SERVICES, INC. located in Danville, Virginia. Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Patrick has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Patrick Wales
Similar Advisors
SUMMIT FINANCIAL, LLC
SMITH, BROWN & GROOVER, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
PFS INVESTMENTS INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
SUMMIT FINANCIAL, LLC
SMITH, BROWN & GROOVER, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
PFS INVESTMENTS INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
SUMMIT FINANCIAL, LLC
SMITH, BROWN & GROOVER, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
PFS INVESTMENTS INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
SUMMIT FINANCIAL, LLC
SMITH, BROWN & GROOVER, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
PFS INVESTMENTS INC.
Credentials
Years of Experience
11 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
SUMMIT FINANCIAL, LLC
SMITH, BROWN & GROOVER, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
PFS INVESTMENTS INC.
Current Firm
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
Contact Information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302Phone Number
(800) 874-4770# of Employees
2,461SEC notice filing (52 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
129,307AUM (Assets Under Management)
$77,391,727,185Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/09/2026 | Cover Page | Report |
| 04/24/2025 | Cover Page | Report |
| 03/28/2024 | Cover Page | Report |
Similar Advisors
SUMMIT FINANCIAL, LLC
SMITH, BROWN & GROOVER, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
PFS INVESTMENTS INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
SUMMIT FINANCIAL, LLC
SMITH, BROWN & GROOVER, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
PFS INVESTMENTS INC.
Primary Firm SEC Registration
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
State Registrations and Notice Filings
(9/29/2022)
(2/17/2021)
(2/17/2021)
(1/2/2026)
(2/17/2021)
(10/13/2021)
(3/9/2021)
(10/21/2022)
(2/17/2021)
(2/17/2021)
(2/17/2021)
(2/17/2021)
(2/17/2021)
(2/17/2021)
(2/17/2021)
(2/17/2021)
(2/17/2021)
(4/19/2021)
(3/7/2025)
(2/17/2021)
(2/17/2021)
(7/18/2023)
(2/17/2021)
(7/18/2023)
(3/8/2023)
(2/17/2021)
(2/15/2022)
(2/17/2021)
(2/17/2021)
(12/22/2022)
(6/23/2021)
(2/17/2021)
(5/3/2021)
(2/17/2021)
(2/17/2021)
(2/17/2021)
(2/17/2021)
(12/22/2022)
(7/18/2023)
(2/17/2021)
(2/17/2021)
(2/17/2021)
(2/17/2021)
(1/17/2024)
(1/10/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
SUMMIT FINANCIAL, LLC
SMITH, BROWN & GROOVER, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
PFS INVESTMENTS INC.
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Michael Wales's CRS (Customer Relationship Summary).
Similar Advisors
SUMMIT FINANCIAL, LLC
SMITH, BROWN & GROOVER, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
PFS INVESTMENTS INC.