PW
Patrick M. Wales
TRUIST ADVISORY SERVICES
DANVILLE, VA 24541
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CRD#: 6571110
PW
Professional summary
Patrick Michael Wales, AIF®, who also goes by Patrick Wales, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Danville, Virginia and TRUIST INVESTMENT SERVICES, INC. located in Danville, Virginia.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Patrick has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Patrick Wales
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DANVILLE SCIENCE CENTER, INC. POSITION: Board Member NATURE: Chairman of the Development Committee for the Danville Science Center, Inc. The chairmanship term would be 12 monthsbeginning July 1, 2019. The Development Committee is responsible for developing a fundraising plan for the ensuing fiscal year to be presented to the Board at its April meeting. This committee shall work in concert with the Director of Development and the Finance Committee. In addition I have been asked to serve as a member on the Finance Committee for the 2019-2020 fiscal year. The Finance Committee is responsible for formulating the budget, annual spending plan, and forecasting the financial needs of the Danville Science Center, Inc. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 01/22/2019 ADDRESS: 677 Craghead Street, Danville VA 24541
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Michael Wales's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 17, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 554 Craghead Street Suite 200, Danville, VA 24541RIA
CRD#: 283390
DANVILLE, VA
Current
February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 554 Craghead St Ste 200, Danville, VA 24541BD
CRD#: 17499
DANVILLE, VA
Past
December 24, 2015 - February 17, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
November 23, 2015 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/29/2022)
RR
Alaska(2/17/2021)
RR
Arizona(2/17/2021)
RR
California(2/17/2021)
RR
Colorado(10/13/2021)
RR
Connecticut(3/9/2021)
RR
Delaware(10/21/2022)
RR
District of Columbia(2/17/2021)
RR
Florida(2/17/2021)
RR
Georgia(2/17/2021)
RR
Illinois(2/17/2021)
RR
Indiana(2/17/2021)
RR
Iowa(2/17/2021)
RR
Kansas(2/17/2021)
RR
Kentucky(2/17/2021)
RR
Louisiana(2/17/2021)
IAR
Louisiana(4/19/2021)
RR
Maine(3/7/2025)
RR
Maryland(2/17/2021)
RR
Massachusetts(2/17/2021)
RR
Michigan(7/18/2023)
RR
Mississippi(2/17/2021)
RR
Missouri(7/18/2023)
RR
Nevada(3/8/2023)
RR
New Hampshire(2/17/2021)
RR
New Jersey(2/15/2022)
RR
New York(2/17/2021)
RR
North Carolina(2/17/2021)
RR
Ohio(12/22/2022)
RR
Oklahoma(6/23/2021)
RR
Pennsylvania(2/17/2021)
RR
Puerto Rico(5/3/2021)
RR
South Carolina(2/17/2021)
RR
South Dakota(2/17/2021)
RR
Tennessee(2/17/2021)
RR
Texas(2/17/2021)
RR
Utah(12/22/2022)
RR
Vermont(7/18/2023)
RR
Virginia(2/17/2021)
IAR
Virginia(2/17/2021)
RR
Washington(2/17/2021)
RR
West Virginia(2/17/2021)
RR
Wisconsin(1/17/2024)
RR
Wyoming(1/10/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
